Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis Joseph DenardoAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-14-2020
Robert Gamal DahrougAmerican Capital Partners, LLCJ.P. Morgan Securities LLC$15008-26-2020
Johnavia Natalie Scott-WaltonAmerican Portfolios Financial Services, Inc.J.P. Morgan Securities LLC09-26-2018
Aaron J MorgensternAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2018
Michael LiguoriAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC12-13-2013
Jonathan Spencer LondonAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2012
Stephen M Van BesienBancWest Investment Services, Inc.J.P. Morgan Securities LLC08-06-2019
Timothy Joseph CunninghamBenjamin F. Edwards & Company, Inc.J.P. Morgan Securities LLC09-28-2020
Peter J McGuinnessBessemer Investor Services, Inc.J.P. Morgan Securities LLC07-18-2011
Michael A PerezBNY Mellon Securities CorporationJ.P. Morgan Securities LLC04-16-2018
Michael Robert CurleyCambridge Investment Research, Inc.J.P. Morgan Securities LLC08-07-2020
Darryl Lawrence KlimowskiCambridge Investment Research, Inc.J.P. Morgan Securities LLC12-04-2019
William George YangCape Securities Inc.J.P. Morgan Securities LLC04-26-2016
Miguel NunezCetera Advisors LLCJ.P. Morgan Securities LLC08-18-2020
Fernando FuentesCetera Advisors LLCJ.P. Morgan Securities LLC06-26-2019
Rami SassoonCetera Advisors LLCJ.P. Morgan Securities LLC$2505-04-2015
Richard Lawrence CahillCetera Advisors LLCJ.P. Morgan Securities LLC02-05-2013
Joao Manuel ValenteCetera Investment Services LLCJ.P. Morgan Securities LLC$15009-03-2020
Garry MichelCetera Investment Services LLCJ.P. Morgan Securities LLC04-06-2016
Joshua DonCharles Schwab & Co., Inc.J.P. Morgan Securities LLC07-30-2020
Lauren Nicole TinucciCharles Schwab & Co., Inc.J.P. Morgan Securities LLC11-05-2018
Daniel S ObuchowskiCharles Schwab & Co., Inc.J.P. Morgan Securities LLC09-01-2015
Richard Charles GuardiolaCharles Schwab & Co., Inc.J.P. Morgan Securities LLC$5005-01-2013
Karolina Katarzyna BednarskaCIBC World Markets Corp.J.P. Morgan Securities LLC09-12-2016
Tania Paola MartinezCiti Private Advisory, LLCJ.P. Morgan Securities LLC06-24-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.