Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. MorgensternAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-16-2018
Michael LiguoriAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC12-13-2013
Jonathan Spencer LondonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-16-2012
Matthew Thomas SheehanAXA Advisors, LLCJ.P. Morgan Securities LLC08-22-2019
Richard A LogalboAXA Advisors, LLCJ.P. Morgan Securities LLC$15004-18-2019
Edgar A. KleydmanAXA Advisors, LLCJ.P. Morgan Securities LLC12-02-2015
Rami SassoonCetera Advisors LLCJ.P. Morgan Securities LLC$1005-04-2015
Garry MichelCetera Investment Services LLCJ.P. Morgan Securities LLC04-06-2016
Jiaqi ChenCetera Investment Services LLCJ.P. Morgan Securities LLC11-20-2013
Daniel Joseph TimariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2504-25-2019
Elizabeth J. AlvarezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2502-13-2019
Richard SirykissoonCitigroup Global Markets Inc.J.P. Morgan Securities LLC02-06-2019
Jehnna Alisa WhiteCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-29-2018
Jackeline Asencio-LopezCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-07-2018
Antonina VicariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$15009-18-2018
Juan Eduardo RamosCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-18-2018
Sandra M. RojasCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-17-2018
James Dunphy IVCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-17-2018
Michele Ann LisioCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-16-2018
William E FernandezCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-21-2018
Danijela MirkovicCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-27-2017
Francis Asugya AbangaCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-18-2017
Daniel J KimCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-14-2017
Terry Junzhu ZhangCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-11-2017
Shadman SakibCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-26-2017
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Showing 1 to 25 of 256 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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