Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl Jean-BaptisteNYLIFE Securities LLCJ.P. Morgan Securities LLC11-25-2019
Mohannad Mekawy MekawyNYLIFE Securities LLCJ.P. Morgan Securities LLC11-06-2019
Robert William CasaleNYLIFE Securities LLCJ.P. Morgan Securities LLC05-15-2019
Karim Andre MorganNYLIFE Securities LLCJ.P. Morgan Securities LLC$2507-11-2018
Ruth L. SwiftNYLIFE Securities LLCJ.P. Morgan Securities LLC06-07-2018
Raquel TorresNYLIFE Securities LLCJ.P. Morgan Securities LLC05-08-2018
Ada Valeria HernandezNYLIFE Securities LLCJ.P. Morgan Securities LLC07-13-2017
Kinga Halina Olek-SkrepetosNYLIFE Securities LLCJ.P. Morgan Securities LLC03-08-2017
Christine Meiting XieNYLIFE Securities LLCJ.P. Morgan Securities LLC02-17-2017
Erika HernandezNYLIFE Securities LLCJ.P. Morgan Securities LLC09-28-2016
Daniel Phillips CooperNYLIFE Securities LLCJ.P. Morgan Securities LLC08-01-2016
Jeannine Rafaela Tria ZamoraNYLIFE Securities LLCJ.P. Morgan Securities LLC07-25-2016
Miyoung KwonNYLIFE Securities LLCJ.P. Morgan Securities LLC07-07-2016
Maged Wagdy AndrawisNYLIFE Securities LLCJ.P. Morgan Securities LLC02-24-2016
Michael MogaveroNYLIFE Securities LLCJ.P. Morgan Securities LLC12-18-2015
Tolan Marcedric SharpeNYLIFE Securities LLCJ.P. Morgan Securities LLC10-16-2015
Alberto Quiroz-MotaNYLIFE Securities LLCJ.P. Morgan Securities LLC06-30-2015
Ryan Seunghyun LeeNYLIFE Securities LLCJ.P. Morgan Securities LLC03-17-2015
Ariel David AbreuNYLIFE Securities LLCJ.P. Morgan Securities LLC09-18-2014
John Joseph SalinaNYLIFE Securities LLCJ.P. Morgan Securities LLC05-21-2014
William Shane Milton Hall Sr.NYLIFE Securities LLCJ.P. Morgan Securities LLC01-21-2014
Johnathan M LoNYLIFE Securities LLCJ.P. Morgan Securities LLC11-26-2013

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.