Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Syra BrelviMorgan StanleyJ.P. Morgan Securities LLC07-17-2019
Stacey Hsin-Yun TsaiMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
Jacqueline SchleimerMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
Rubiyath DohaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-15-2019
Marlon Anthony BustosMorgan StanleyJ.P. Morgan Securities LLC07-12-2019
Michael Wei QiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-12-2019
Jonry JiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-03-2019
Frank Joseph GregorioMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-27-2019
Fernando FuentesCetera Advisors LLCJ.P. Morgan Securities LLC06-26-2019
Tania Paola MartinezCiti Private Advisory, LLCJ.P. Morgan Securities LLC06-24-2019
Lorri Jeanne AhlMorgan StanleyJ.P. Morgan Securities LLC06-17-2019
Juan Nicolas EspinosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5006-14-2019
Philip Richard SiegelMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-14-2019
Jason Brian ValentinNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC06-12-2019
Engels N MendezMorgan StanleyJ.P. Morgan Securities LLC05-31-2019
Gerard Edward HeymannRBC Capital Markets, LLCJ.P. Morgan Securities LLC05-22-2019
Kevin M Hanley JrE*TRADE Securities LLCJ.P. Morgan Securities LLC05-10-2019
Jehangir IlahiGoldman Sachs & Co.J.P. Morgan Securities LLC04-30-2019
Bo WangKey Investment Services LLCJ.P. Morgan Securities LLC04-30-2019
Ulises DiazCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-29-2019
Daniel TimariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2504-25-2019
James Anthony GargiuloMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-24-2019
Kyle Emerson PontiousMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15004-23-2019
Luis M ChevezCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-16-2019
Xavier LindaoCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-01-2019
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.