Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marie-Hlne Walls-WilsonThe Huntington Investment CompanyJ.P. Morgan Securities LLC05-07-2019
Jacqueline Elizabeth LiferMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-29-2018
Richard Alexander HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-10-2018
Jonathan James BrimleyRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC$1010-02-2018
James William ReittingerU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$2508-21-2018
Shane Daniel PrierJ.J.B. Hilliard, W.L. Lyons, LLCJ.P. Morgan Securities LLC$15008-20-2018
James Thomas MooreMorgan StanleyJ.P. Morgan Securities LLC07-06-2018
Richard Keith DysonPNC InvestmentsJ.P. Morgan Securities LLC05-15-2018
Lindsey Joann MichaelidesPNC InvestmentsJ.P. Morgan Securities LLC04-26-2018
David Harvey FriedmanCitizens Securities, Inc.J.P. Morgan Securities LLC04-25-2018
Ashley Diane LudwigPrincipal Securities, Inc.J.P. Morgan Securities LLC04-05-2018
Krista Lea CartwrightWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2502-23-2018
Joshua C WoodbyWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$112-08-2017
William Robert LenzottiKey Investment Services LLCJ.P. Morgan Securities LLC$112-08-2017
Kenneth James ChodzinCitizens Securities, Inc.J.P. Morgan Securities LLC$5011-30-2017
Daniel Anton VielandLPL Financial LLCJ.P. Morgan Securities LLC$5011-03-2017
Merrill George Whippo Jr.The Huntington Investment CompanyJ.P. Morgan Securities LLC10-06-2017
Andrew Alan AshbyPNC InvestmentsJ.P. Morgan Securities LLC09-20-2017
William Ralph CasalePNC InvestmentsJ.P. Morgan Securities LLC07-19-2017
Kenneth Sean FitzgeraldEdward JonesJ.P. Morgan Securities LLC06-30-2017
Joshua Robert Edwin PostMML Investors Services, LLCJ.P. Morgan Securities LLC06-02-2017
Jordan Jeffrey MatolaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-26-2017
Phillip Michael AlexanderWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15005-26-2017
Jeffrey Alan TudorThe Joseph Group Capital ManagementJ.P. Morgan Securities LLC05-25-2017
Jason Arzo HoneycuttKey Investment Services LLCJ.P. Morgan Securities LLC04-19-2017
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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