Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashley Micheal RowlandAXA Advisors, LLCJ.P. Morgan Securities LLC11-10-2016
Peter Michael HarlinWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-30-2016
Laurisa Jean AndersonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-19-2016
Steven Joseph RemchukWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10008-19-2016
Kaysha Louise AndrewsArvest Wealth ManagementJ.P. Morgan Securities LLC08-02-2016
Timothy Don MillsArvest Wealth ManagementJ.P. Morgan Securities LLC06-10-2016
Micah Stanton PraytorMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-17-2016
David Gregory HorneAmerican Fidelity Securities, Inc.J.P. Morgan Securities LLC$2505-09-2016
Linda Ann Hink KisslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-04-2016
Charles Bradford KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-09-2015
John R TaylorMorgan StanleyJ.P. Morgan Securities LLC09-01-2015
Koby Dale CrossArvest Wealth ManagementJ.P. Morgan Securities LLC$109-01-2015
Yolanda M KernesWaddell & ReedJ.P. Morgan Securities LLC06-29-2015
John Stuart Gordy IVWaddell & ReedJ.P. Morgan Securities LLC$5006-08-2015
Shannon Maureen KellyStrategic Advisers LLCJ.P. Morgan Securities LLC05-28-2015
Christopher Jerrod SchroederBOK Financial Services, Inc.J.P. Morgan Securities LLC03-02-2015
Adam N BerlienMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-15-2014
Robert Matthew MeredithWaddell & ReedJ.P. Morgan Securities LLC08-08-2014
Marilynda Robertson KuehnBOK Financial Services, Inc.J.P. Morgan Securities LLC07-01-2014
Martin C BuchananCambridge Investment Research, Inc.J.P. Morgan Securities LLC$107-01-2014
Aaron Donald MasseyUBS Financial Services Inc.J.P. Morgan Securities LLC06-09-2014
James Gregory NixonB. Riley Wealth ManagementJ.P. Morgan Securities LLC04-25-2014
Joseph Leon Bess IIWaddell & ReedJ.P. Morgan Securities LLC04-04-2014
Dallas Lee WheelerWaddell & ReedJ.P. Morgan Securities LLC04-01-2014
Blake Adam BullardWaddell & ReedJ.P. Morgan Securities LLC03-03-2014
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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