Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler FieldsCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC08-25-2020
Adam Wade HewettArvest Wealth ManagementJ.P. Morgan Securities LLC$2503-11-2020
Shawn Alan PearceRaymond James Financial Services, Inc.J.P. Morgan Securities LLC11-13-2019
Jeffrey Kyle KitchensMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-01-2019
Lori Ann WinfieldWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-12-2019
Nicholas J PavlisMorgan StanleyJ.P. Morgan Securities LLC04-01-2019
Christopher Andrew KingFidelity Brokerage Services LLCJ.P. Morgan Securities LLC10-24-2018
Donald Shane HowatWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-28-2018
Gina Maria Volturo-EllisWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-17-2016
Jerry M Morris IIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-20-2016
Peter M HarlinWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-30-2016
Steven Joseph RemchukWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-19-2016
Laurisa Jean AndersonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-19-2016
Kaysha Louise AndrewsArvest Wealth ManagementJ.P. Morgan Securities LLC08-02-2016
David Gregory HorneAmerican Fidelity Securities, Inc.J.P. Morgan Securities LLC$2505-09-2016
Linda Ann Hink KisslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-04-2016
Charles Bradford KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-09-2015
Eric Lemons RussellWaddell & ReedJ.P. Morgan Securities LLC10-01-2015
John R TaylorMorgan StanleyJ.P. Morgan Securities LLC09-01-2015
Koby Dale CrossArvest Wealth ManagementJ.P. Morgan Securities LLC09-01-2015
John Stuart Gordy IvWaddell & ReedJ.P. Morgan Securities LLC$5006-08-2015
Shannon Maureen KellyFidelity Brokerage Services LLCJ.P. Morgan Securities LLC05-15-2015
Adam N BerlienMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-15-2014
Martin C BuchananCambridge Investment Research, Inc.J.P. Morgan Securities LLC07-01-2014
Aaron Donald MasseyUBS Financial Services Inc.J.P. Morgan Securities LLC06-09-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.