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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew J. KalpakisMorgan StanleyJ.P. Morgan Securities LLC11-02-2012
Gerald Lee HannonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-18-2013
Roger Alan LillardEdward JonesJ.P. Morgan Securities LLC02-08-2013
Dustin Michael RueTD Ameritrade, Inc.J.P. Morgan Securities LLC05-10-2013
Alisha K. HanksU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-24-2013
Alicia Maria HernandezU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-25-2013
George Michael RiveraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1006-25-2013
Pranee ThitisuwatU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-31-2013
Henoch TezeraUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC08-13-2013
Kyle Norman RuggMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-14-2013
Christopher Alan JacobsonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-14-2014
Spencer John FrenchMorgan StanleyJ.P. Morgan Securities LLC04-17-2014
Kristin Leigh WalterVoya Financial Advisors, Inc.J.P. Morgan Securities LLC05-20-2014
Eric Peter PiferLPL Financial LLCJ.P. Morgan Securities LLC$20005-23-2014
Amanda Marie DevicenteU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-11-2014
Karen Sue ColemanJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC08-05-2014
Michael Robert BurkeFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-25-2014
Karina Y. HernandezKey Investment Services LLCJ.P. Morgan Securities LLC11-04-2014
Coleman Andrew WebbKey Investment Services LLCJ.P. Morgan Securities LLC12-04-2014
Jason M. HuynhKey Investment Services LLCJ.P. Morgan Securities LLC02-25-2015
Michael Adam RenteriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-14-2015
Kevin Byron PalkeKey Investment Services LLCJ.P. Morgan Securities LLC04-21-2015
Christopher Madison CollierFidelity Brokerage Services LLCJ.P. Morgan Securities LLC04-30-2015
Magdalena VlaicuU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC05-12-2015
Robert Sean O'ConnellCetera Advisors LLCJ.P. Morgan Securities LLC06-26-2015
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.