Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tuan Huu NguyenRockefeller Financial LLCJ.P. Morgan Securities LLC$2504-15-2020
Steven Gerard WortmannInfinex Investments, Inc.J.P. Morgan Securities LLC03-04-2020
Sean Kennedy ReganMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15001-22-2020
Myah Moore IrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-08-2020
William Brett CicconeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-19-2018
George Lincoln Wilks IIICitizens Securities, Inc.J.P. Morgan Securities LLC07-11-2018
Michael Angelo Affigne Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-01-2018
Adrita Shamsher ProvaCitizens Securities, Inc.J.P. Morgan Securities LLC03-06-2018
Victor O. MoranHaverford Trust Securities, Inc.J.P. Morgan Securities LLC03-05-2018
Christopher James LepagePNC InvestmentsJ.P. Morgan Securities LLC11-28-2017
Miranda Leah CerroneTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC11-15-2017
Robert A. Lee Jr.TIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC12-09-2016
Andrea Belen-SandhorstPNC InvestmentsJ.P. Morgan Securities LLC04-19-2016
Maureen Celeste GribbWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-11-2016
Danielle Carletta AlcideTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC01-05-2016
Benjamin EichmanPurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC09-08-2015
Jeffrey D. BryceCitizens Securities, Inc.J.P. Morgan Securities LLC08-17-2015
Megan L. WrayPNC InvestmentsJ.P. Morgan Securities LLC06-22-2015
Robert J. HydePNC InvestmentsJ.P. Morgan Securities LLC06-10-2015
Eze E. OriakuVanguard Marketing CorporationJ.P. Morgan Securities LLC05-22-2015
Ha Chi LuuCitizens Securities, Inc.J.P. Morgan Securities LLC07-19-2014
Susan Zimmer FosterPNC InvestmentsJ.P. Morgan Securities LLC05-13-2014
Jayson Craig GittCV Brokerage, IncJ.P. Morgan Securities LLC03-25-2014
Charles E. Morrison IIIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-24-2013
Matthew Stephen WukitschOppenheimer & Co. Inc.J.P. Morgan Securities LLC10-22-2013
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.