Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Jason WalterProspera Financial Services, Inc.J.P. Morgan Securities LLC04-20-2015
Susan Lynn GrantPruco Securities, LLC.J.P. Morgan Securities LLC10-04-2018
Harmon Sanders Dickson Jr.Raymond James & Associates, Inc.J.P. Morgan Securities LLC06-15-2016
Adam Alexander GelmonRaymond James Financial Services, Inc.J.P. Morgan Securities LLC07-12-2019
Robert Charles BurksRaymond James Financial Services, Inc.J.P. Morgan Securities LLC06-08-2018
Forest Busby Jr.Raymond James Financial Services, Inc.J.P. Morgan Securities LLC10-06-2017
Rosa Grace BerryRaymond James Financial Services, Inc.J.P. Morgan Securities LLC08-24-2015
Critt Daniel Walton Jr.Raymond James Financial Services, Inc.J.P. Morgan Securities LLC$5005-05-2015
Robert Brian CordiakRBC Capital Markets, LLCJ.P. Morgan Securities LLC$15007-20-2015
Philip Reid KrugerSanford C. Bernstein & Co., LLCJ.P. Morgan Securities LLC07-03-2014
David Celso GonzalezSTA Wealth Management, LLCJ.P. Morgan Securities LLC10-22-2019
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC01-11-2019
Justin David DockterTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC12-17-2018
Michael Sauve KouryTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC04-11-2018
Evon J. HarrisTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC04-12-2016
Jonathan Ray MaldonadoUBS Financial Services Inc.J.P. Morgan Securities LLC07-26-2016
David William GreenmanUBS Financial Services Inc.J.P. Morgan Securities LLC$15011-03-2015
Jason R SharpeUBS Financial Services Inc.J.P. Morgan Securities LLC11-03-2015
Neil Greg ShortUBS Financial Services Inc.J.P. Morgan Securities LLC10-09-2015
Manuel Eduardo HerediaUBS Financial Services Inc.J.P. Morgan Securities LLC11-07-2014
Roberto RuizUBS Financial Services Inc.J.P. Morgan Securities LLC11-07-2014
Andrew Charles O'ConnellUBS Financial Services Inc.J.P. Morgan Securities LLC10-31-2013
Isaiah Lavarr WilliamsUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC03-03-2017
Christian CalderonUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC12-23-2015
Errin Keith GreeneUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC03-17-2015
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Showing 126 to 150 of 201 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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