Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Veronica J. PenaBBVA Securities Inc.J.P. Morgan Securities LLC11-19-2015
Juan M. HernandezBBVA Securities Inc.J.P. Morgan Securities LLC10-20-2015
Douglas Andrew OttBBVA Securities Inc.J.P. Morgan Securities LLC08-17-2015
Clay Thomas RamlowBBVA Securities Inc.J.P. Morgan Securities LLC$2507-21-2015
Jessica Estrada FishBBVA Securities Inc.J.P. Morgan Securities LLC07-08-2015
Jose E. MartinezBBVA Securities Inc.J.P. Morgan Securities LLC02-12-2015
Jesus Alberto CarrascoBBVA Securities Inc.J.P. Morgan Securities LLC02-11-2015
Richard SalinasBBVA Securities Inc.J.P. Morgan Securities LLC02-10-2015
Hunter Ryan SimsBBVA Securities Inc.J.P. Morgan Securities LLC10-22-2014
Juan Antonio OrtizBBVA Securities Inc.J.P. Morgan Securities LLC07-18-2014
Mohammed Akram AssaduddinBBVA Securities Inc.J.P. Morgan Securities LLC06-13-2014
Stephanie Suzette SelfBBVA Securities Inc.J.P. Morgan Securities LLC05-05-2014
Xavier T. GutierrezBBVA Securities Inc.J.P. Morgan Securities LLC01-09-2014
Lindsey C. ReddingBBVA Securities Inc.J.P. Morgan Securities LLC11-07-2013
Elizabeth Laura StallcupBBVA Securities Inc.J.P. Morgan Securities LLC10-09-2013
Grant Mitchell StuckiBogart Wealth, LLCJ.P. Morgan Securities LLC01-08-2018
Blanca E. BlancoCetera Advisors LLCJ.P. Morgan Securities LLC11-12-2015
Olga Maria Gomez-DurrettCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-25-2018
Maribelda N. DhaliwalCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-19-2018
David Ross AlbrechtCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-22-2017
Marc P. AbelloComerica SecuritiesJ.P. Morgan Securities LLC08-05-2013
John Glenn KeetonCovenantJ.P. Morgan Securities LLC08-14-2013
Erik E. AndersenDriftwood Capital, LLCJ.P. Morgan Securities LLC12-19-2018
Jodi Jean PatmanEdward JonesJ.P. Morgan Securities LLC$5002-08-2017
Ryan Wayne PledgerEdward JonesJ.P. Morgan Securities LLC10-27-2015
« Previous PageNext Page »

Showing 26 to 50 of 201 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.