Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael ValadezFrost Brokerage Services, Inc.J.P. Morgan Securities LLC04-30-2014
Meloni DavisFrost Brokerage Services, Inc.J.P. Morgan Securities LLC02-20-2014
Leah Kaye SchoenfeldFrost Brokerage Services, Inc.J.P. Morgan Securities LLC11-25-2013
David Dowling HornbergerGlass Wealth Management Co.J.P. Morgan Securities LLC11-08-2018
Haley A MerrittGoldman Sachs & Co.J.P. Morgan Securities LLC02-11-2016
Katharine A MyattGoldman Sachs & Co.J.P. Morgan Securities LLC02-16-2010
Justin C DavisGrimes & Company, Inc.J.P. Morgan Securities LLC04-18-2019
Douglas C CooperHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC$15010-16-2017
Timothy Charles PetersonJefferies LLCJ.P. Morgan Securities LLC05-18-2020
David Michael WorkmanKestra Investment Services, LLCJ.P. Morgan Securities LLC08-08-2018
Charles David DonaldsonLegacy Chief Investment Office LLCJ.P. Morgan Securities LLC06-13-2014
Jonathan Mark SmithLPL Financial LLCJ.P. Morgan Securities LLC08-13-2020
Damon Scott DozierLPL Financial LLCJ.P. Morgan Securities LLC11-30-2017
Brent A WilliamsLPL Financial LLCJ.P. Morgan Securities LLC10-02-2017
Mitchell Don LiesmannLPL Financial LLCJ.P. Morgan Securities LLC08-22-2016
Brian Orinthal ButlerLPL Financial LLCJ.P. Morgan Securities LLC08-16-2016
David Lee BrownLPL Financial LLCJ.P. Morgan Securities LLC09-30-2015
Scott Brad DeanLPL Financial LLCJ.P. Morgan Securities LLC09-29-2015
Olimpo Salinas JrLPL Financial LLCJ.P. Morgan Securities LLC$2511-14-2014
Miguel LozanoLPL Financial LLCJ.P. Morgan Securities LLC$2511-13-2014
Joseph Leonard JimenezLPL Financial LLCJ.P. Morgan Securities LLC08-20-2014
Cathleen Elizabeth CrewsMatter Family OfficeJ.P. Morgan Securities LLC10-30-2018
Sonia Henry CornejoMercer Allied Company, L.P.J.P. Morgan Securities LLC01-13-2015
Amy Jo SchielackMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5008-14-2020
Ronald B LeviMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-23-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.