Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Antun Domit IIIActinver Securities, Inc.J.P. Morgan Securities LLC12-16-2014
Hanh T. TranAllstate Financial Services, LLCJ.P. Morgan Securities LLC11-06-2018
Alfonso RodriguezAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-28-2017
Christopher M. ReinceAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-23-2013
Samuel Micah ValerioAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC07-17-2019
Ronald Terry ErnstAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC01-25-2019
Steve Sam TawadrousAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC01-08-2016
Eduardo GutierrezAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$1011-09-2015
Christopher Allen TaylorAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC06-16-2015
Aneka GrandisonBBVA Securities Inc.J.P. Morgan Securities LLC07-19-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Jose David CamposBBVA Securities Inc.J.P. Morgan Securities LLC$2511-26-2018
Jose Wilfredo PalaciosBBVA Securities Inc.J.P. Morgan Securities LLC11-07-2018
Joseph Anthony BarbourBBVA Securities Inc.J.P. Morgan Securities LLC11-06-2018
Denver L ChildsBBVA Securities Inc.J.P. Morgan Securities LLC08-09-2018
Sean M. MaleyBBVA Securities Inc.J.P. Morgan Securities LLC08-09-2018
Daniel ArmendarizBBVA Securities Inc.J.P. Morgan Securities LLC07-02-2018
Isidro Sepulveda Jr.BBVA Securities Inc.J.P. Morgan Securities LLC12-20-2017
Douglas Lee JonesBBVA Securities Inc.J.P. Morgan Securities LLC08-30-2017
John C. WellsBBVA Securities Inc.J.P. Morgan Securities LLC08-02-2017
Erica HerreraBBVA Securities Inc.J.P. Morgan Securities LLC07-20-2017
James David LlewellynBBVA Securities Inc.J.P. Morgan Securities LLC04-20-2017
Angela D. RaleyBBVA Securities Inc.J.P. Morgan Securities LLC01-18-2017
Leigh Ann CooperBBVA Securities Inc.J.P. Morgan Securities LLC05-09-2016
Arnulfo Gonzalez Jr.BBVA Securities Inc.J.P. Morgan Securities LLC05-05-2016
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Showing 1 to 25 of 201 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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