Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katharine A. MyattGoldman Sachs & Co.J.P. Morgan Securities LLC$50002-16-2010
Izella Annette WatkinsMorgan StanleyJ.P. Morgan Securities LLC07-12-2010
Heriberto FussaMorgan StanleyJ.P. Morgan Securities LLC11-05-2010
Christopher Vail Maxtone-GrahamRobert W. Baird & Co. IncorporatedJ.P. Morgan Securities LLC12-06-2010
Diego German VallotaAvantax Investment Services, Inc.J.P. Morgan Securities LLC$10002-07-2011
Adarsh Ramesh ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-23-2011
William Stevenson PhillipsRobert W. Baird & Co. IncorporatedJ.P. Morgan Securities LLC06-13-2012
Samantha Lee WardMorgan StanleyJ.P. Morgan Securities LLC09-25-2012
John Dominic WrightCapital One Investment Services LLCJ.P. Morgan Securities LLC10-09-2012
Rudy Dale RichWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-16-2012
Jeanette Mary AllanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-19-2012
Maria Mcclure SchmitzFrost Brokerage Services, Inc.J.P. Morgan Securities LLC11-06-2012
Dalsamy Porrata-DoriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-13-2012
Jason Reuben CancinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-13-2012
Gregory Jon MancusoBBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC$50011-19-2012
Adekemi AzeezBBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC11-20-2012
Bryan Eugene BrownfieldWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$10011-26-2012
Hung En LaiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC11-30-2012
David Harrison Boyd IIBBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC12-07-2012
Randall Bruce BlinnLPL Financial LLCJ.P. Morgan Securities LLC$10012-14-2012
Jason P MartinezLPL Financial LLCJ.P. Morgan Securities LLC$50012-14-2012
Carlos A SalazarLPL Financial LLCJ.P. Morgan Securities LLC12-18-2012
Jair Javier Gamiz-SilveyraLPL Financial LLCJ.P. Morgan Securities LLC12-18-2012
Jose Rodrigo Jimenez MuratUBS Financial Services Inc.J.P. Morgan Securities LLC12-18-2012
David Allen PalmerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC01-04-2013
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Showing 1 to 25 of 506 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.