Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Lim LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-18-2020
Aleksandr SlyusarevLPL Financial LLCJ.P. Morgan Securities LLC09-14-2020
Steven AlonzoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-10-2020
Barbara Mitchell BrinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-10-2020
Kerry J ChamberlinFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-02-2020
Diana N RenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-09-2020
Kyle Anthony BurgoyneFisher InvestmentsJ.P. Morgan Securities LLC06-02-2020
Jared WalshMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-19-2020
Andrew U TabierosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-11-2020
Drue-Dallas SzulkowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-14-2020
Maria Lucia BotelhoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC03-10-2020
Geritt Chase FrantzPruco Securities, LLC.J.P. Morgan Securities LLC01-09-2020
Gloria B Valencia FariasKey Investment Services LLCJ.P. Morgan Securities LLC12-20-2019
Christopher James BenignoFisher InvestmentsJ.P. Morgan Securities LLC09-18-2019
Sean Thomas ODalaighFisher InvestmentsJ.P. Morgan Securities LLC08-15-2019
Kara M PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Eric Dyson MullinixMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-27-2019
Brian J MarcinekMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-03-2019
Paul E DauronUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC05-21-2019
Kiana Shanai ChengBNY Mellon Securities CorporationJ.P. Morgan Securities LLC05-21-2019
Richard Gregory McHughMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-03-2019
Kaki ChungWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Braden Bryan JohnsonAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-05-2019
Nicholas Steven HenglFisher InvestmentsJ.P. Morgan Securities LLC03-26-2019
Timothy Neville Fowler IiE*TRADE Securities LLCJ.P. Morgan Securities LLC01-25-2019
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.