Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kara M. PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Richard Gregory McHughMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-03-2019
Braden Bryan JohnsonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-05-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
Michael M. SanderSander Capital Advisors, Inc.J.P. Morgan Securities LLC11-20-2018
Haley M. LemmU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-04-2018
Sakshi MadanKey Investment Services LLCJ.P. Morgan Securities LLC06-01-2018
Stephen Joseph Romano, Timothy W. HendersonMorgan StanleyJ.P. Morgan Securities LLC05-02-2018
Prashant PillalamarriMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-27-2018
Christopher Thomas SakasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-02-2018
Alissa Ellen DepueMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-23-2018
Saikou SannehKey Investment Services LLCJ.P. Morgan Securities LLC01-22-2018
Jeremy James DavisU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-13-2017
Anh Ha DoanKey Investment Services LLCJ.P. Morgan Securities LLC08-07-2017
Florencio Gilberto SandovalWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-07-2017
Ray AuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC04-19-2017
Joseph I. HermanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-12-2017
Shane S. VeitenheimerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2016
Michael Emmerett HarndenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-09-2016
Olivia Brooke SummerhillNorthwest Asset ManagementJ.P. Morgan Securities LLC08-16-2016
Bryant Wynn GriffithsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-05-2016
Tricia M. KaufmanKey Investment Services LLCJ.P. Morgan Securities LLC08-03-2016
Jason Alexander EckermanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-07-2016
Brent Steven GrayMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Glenn C. CoatesMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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