Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph A CernigliaWells Fargo Investments, LLCJ.P. Morgan Securities LLC$25012-21-2009
Bradley John SimenzUBS Financial Services Inc.J.P. Morgan Securities LLC$50011-01-2010
Ivana MarichUBS Financial Services Inc.J.P. Morgan Securities LLC11-01-2010
John Joseph O'Hare IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-31-2011
Christopher Andrew MccamanDEL Mar Wealth Management, LLCJ.P. Morgan Securities LLC10-26-2012
Jason Alexander WaughMetLife Securities Inc.J.P. Morgan Securities LLC12-18-2012
Christopher Charles RobinsonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-27-2013
Jonathan Douglas LeonardThrivent Investment Management Inc.J.P. Morgan Securities LLC02-27-2013
Kyle David LukowitzEdward JonesJ.P. Morgan Securities LLC$10005-31-2013
Michael Edward PoskoWaddell & ReedJ.P. Morgan Securities LLC$25006-12-2013
Shane Robert SchusterMetLife Securities Inc.J.P. Morgan Securities LLC07-02-2013
Dana Marie SobleskeyAssociated Investment Services, Inc.J.P. Morgan Securities LLC10-03-2013
Mariya MilshteynU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-30-2014
Kevin David MccloudBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC02-03-2014
William Ross ChadekThrivent Investment Management Inc.J.P. Morgan Securities LLC02-26-2014
Patrick Robert RohdeMorgan StanleyJ.P. Morgan Securities LLC$10003-10-2014
Derek Raymond RoeSII Investments, Inc.J.P. Morgan Securities LLC03-25-2014
Evan Daniel HeathBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC04-08-2014
Trevor Tshepo MosupyeBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC04-28-2014
John Paul BuenoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$10005-29-2014
John Charles RaetzWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$25005-29-2014
Noah Edward RobinsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$25005-29-2014
Timothy P. FergusonGWFS Equities, Inc.J.P. Morgan Securities LLC06-19-2014
Julie Ann LorenzBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC07-24-2014
Zachary Robert MichaelBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC08-19-2014
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.