Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael TruongMorgan StanleyJ.P. Morgan Securities LLC06-13-2019
Matthew Jay KutcherWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-10-2019
Ledio SimoniMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-06-2019
William B FinocchioFifth Third Securities, Inc.J.P. Morgan Securities LLC06-05-2019
Greggory William BrantAtlantic Wealth Partners, LLCJ.P. Morgan Securities LLC06-04-2019
Robert Kaigan MillerFidelity Brokerage Services LLCJ.P. Morgan Securities LLC05-29-2019
Sebastian Antonio GalarceWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-08-2019
Yanette SullivanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC03-06-2019
Andrew Whitacre SmithGoldman Sachs & Co.J.P. Morgan Securities LLC03-05-2019
Jonathan ValdezPNC InvestmentsJ.P. Morgan Securities LLC02-14-2019
Evelyn PerezPruco Securities, LLC.J.P. Morgan Securities LLC11-20-2018
Mark Andrew SuttonAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC11-19-2018
Ethan M CampbellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-14-2018
Silvano Ensuncho JrHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-02-2018
Rex Malcolm Dendinger IiiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-01-2018
Daniel Josue CorredorNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC10-19-2018
Reynaldo Socorro Socorro FanjulHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-19-2018
Elva I DominguezCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-17-2018
James M GeartyWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-15-2018
Sheryl Lavette DoctorWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Rafael Fernandes PerroneWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-28-2018
Natalia GarzonCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-30-2018
Christian Charles DurhamWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-26-2018
Omar Alfredo CastroMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-25-2018
Carlos Andres CastanedaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-20-2018
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.