Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kara M. PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Aneka GrandisonBBVA Securities Inc.J.P. Morgan Securities LLC07-19-2019
Samuel Micah ValerioAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC07-17-2019
Alan SoirefmanKey Investment Services LLCJ.P. Morgan Securities LLC07-17-2019
Daniela MercadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-17-2019
Jacqueline Marlene SchleimerMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
Nicholas Adam DevoreU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-16-2019
Jordi R. BusseRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-16-2019
Adam Wade HewettEdward JonesJ.P. Morgan Securities LLC$2507-15-2019
Philip Michael RandazzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-15-2019
Michael Wei QiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-12-2019
Adam Alexander GelmonRaymond James Financial Services, Inc.J.P. Morgan Securities LLC07-12-2019
Brett David HooverBlue Investment Partners LLCJ.P. Morgan Securities LLC07-11-2019
Carlos Ferrero Bonzon Jr.Morgan StanleyJ.P. Morgan Securities LLC07-11-2019
Mario Rene LamarMorgan StanleyJ.P. Morgan Securities LLC07-11-2019
Robert Duncan AikinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-10-2019
Alex W. HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Philip A. ThompsonMonhegan Capital Management, LLCJ.P. Morgan Securities LLC07-08-2019
Robert Joseph KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-03-2019
Aiko Mitchell M. NilloLPL Financial LLCJ.P. Morgan Securities LLC07-02-2019
Denitra Rachelle ReedFrost Brokerage Services, Inc.J.P. Morgan Securities LLC$5007-01-2019
Patrick J Jarzembowski Jr.LPL Financial LLCJ.P. Morgan Securities LLC$15006-28-2019
Jason W. WolterMorgan StanleyJ.P. Morgan Securities LLC$5006-28-2019
Jill Elizabeth GoszCWM, LLCJ.P. Morgan Securities LLC06-28-2019
Harpreet Singh SidhuMorgan StanleyJ.P. Morgan Securities LLC06-26-2019
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Showing 1 to 25 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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