Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
April Diane KellyCetera Advisor Networks LLCJ.P. Morgan Securities LLC09-18-2019
Christopher James BenignoFisher InvestmentsJ.P. Morgan Securities LLC09-18-2019
Anna C PowellICONIQ Capital, LLCJ.P. Morgan Securities LLC09-18-2019
Eric M. AldapeFrost Brokerage Services, Inc.J.P. Morgan Securities LLC09-17-2019
Elizabeth Cameron RogersEllevestJ.P. Morgan Securities LLC09-17-2019
Yontin Y. TekaMorgan StanleyJ.P. Morgan Securities LLC09-17-2019
Michael David PalmerBBVA Securities Inc.J.P. Morgan Securities LLC09-16-2019
Jamie M. TuritzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-16-2019
Ericah Breann WatrousU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-13-2019
Erik W WeissRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-13-2019
Theodore M. SerureJefferies LLCJ.P. Morgan Securities LLC09-13-2019
Solomon L. ChehebarJefferies LLCJ.P. Morgan Securities LLC09-13-2019
Michael A Mauro IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-13-2019
Luke Michael Shawn ZulaufMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-13-2019
Wesley Andrew PritchettWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-13-2019
Erick Lewis CovaMutual of Omaha Investor Services, Inc.J.P. Morgan Securities LLC09-12-2019
Tomik SarkissianMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-12-2019
Rodman K Tilt IIIMorgan StanleyJ.P. Morgan Securities LLC09-12-2019
Andrew L. TracyThe Huntington Investment CompanyJ.P. Morgan Securities LLC$1009-11-2019
Angela ShawPNC InvestmentsJ.P. Morgan Securities LLC$15009-11-2019
Ricardo RamirezAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-11-2019
Michel MelendezJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC09-10-2019
Richard MontoyaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-10-2019
Mark Thomas ChildsHSBC Securities (USA) Inc.J.P. Morgan Securities LLC09-09-2019
Eddie Joseph Reid Jr.Fidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-09-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.