Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Robert DusseaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-26-2020
Seemi Ejaz BajwaBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC02-04-2020
Alejandro JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2020
Salvatore Anthony TianoFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$50001-15-2020
John Emery SmythFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$5001-15-2020
Jason Robert O'BrienFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC01-15-2020
Daniel TumbaFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC01-15-2020
Creighton Michael DraccaWintrust Investments LLCJ.P. Morgan Securities LLC01-10-2020
Dinu Marian TiseAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC12-20-2019
Gloria B. Valencia FariasKey Investment Services LLCJ.P. Morgan Securities LLC12-20-2019
Sabra May PitkinKey Investment Services LLCJ.P. Morgan Securities LLC12-19-2019
Charles Eric HillLPL Financial LLCJ.P. Morgan Securities LLC12-19-2019
Geoffrey Willis ShawMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-19-2019
Ronnie P. JesseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-18-2019
Kelly Lee ForresterThe Huntington Investment CompanyJ.P. Morgan Securities LLC12-17-2019
Tara Alyssia GurrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-16-2019
Anthony Robert EdwardsNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC12-13-2019
Gabriela GarciaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-13-2019
James Joseph Tillman Jr.CUNA Brokerage Services, Inc.J.P. Morgan Securities LLC12-12-2019
Leninn Amine ChaconUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC12-12-2019
Hector Giovanni Rodriguez GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-10-2019
Dalen Lloyd OnealVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC12-09-2019
Peter Wilhelm KuylenstiernaMorgan StanleyJ.P. Morgan Securities LLC$15012-06-2019
Keith Edward RobinsonSecurian Financial Services, Inc.J.P. Morgan Securities LLC12-05-2019
George Thomas Thornhill IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-05-2019
Next Page »

Showing 1 to 25 of 421 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.