Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Alvaro Steven PaizLPL Financial LLCJ.P. Morgan Securities LLC04-18-2019
Bola T. AnimashaunWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-16-2019
Braden Bryan JohnsonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-05-2019
Brian James KohoutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-13-2019
Brian Joseph JettonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2504-26-2019
Brice W. HartsuchThe O.N. Equity Sales CompanyJ.P. Morgan Securities LLC04-30-2019
Bryan Marc DefrancesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15006-10-2019
Bryan S. HayesHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC03-26-2019
Christopher Brian MankoffWaddell & ReedJ.P. Morgan Securities LLC05-24-2019
Christopher David GuerreroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15004-30-2019
Dalton Shane WaldropMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-24-2019
Daniel Joseph TimariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2504-25-2019
Darryl Edward WalkerTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC04-11-2019
Dennis Lee ZaplinLPL Financial LLCJ.P. Morgan Securities LLC$5003-29-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Eric Charles MetzgerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15005-15-2019
Ernest EscobarLPL Financial LLCJ.P. Morgan Securities LLC03-25-2019
Fatima Zilley RizviCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-03-2019
Gerard Edward HeymannRBC Capital Markets, LLCJ.P. Morgan Securities LLC$15005-22-2019
Gustavo RodriguezIndependent Financial Group, LLCJ.P. Morgan Securities LLC05-23-2019
Jackson OconnorO' Connor Wealth Management, LLCJ.P. Morgan Securities LLC04-08-2019
Jacob Steven PiotraczkRaymond James & Associates, Inc.J.P. Morgan Securities LLC06-11-2019
James Anthony GargiuloMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-24-2019
Next Page »

Showing 1 to 25 of 67 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.