Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heather Erin TrittMorgan StanleyJ.P. Morgan Securities LLC10-16-2019
Justin Love BarrosoUBS Financial Services Inc.J.P. Morgan Securities LLC$10010-11-2019
Camilo CantorHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$10010-04-2019
Christopher Charles GuidoMorgan StanleyJ.P. Morgan Securities LLC$10010-04-2019
Eric Robert AbbottMorgan StanleyJ.P. Morgan Securities LLC$19710-04-2019
Yamen ElsaidMorgan StanleyJ.P. Morgan Securities LLC10-04-2019
Erick Lewis CovaMutual of Omaha Investor Services, Inc.J.P. Morgan Securities LLC09-12-2019
Mauricio R. AlvesAXA Advisors, LLCJ.P. Morgan Securities LLC09-03-2019
Pedro Jose Lopez-VillariUBS Financial Services Inc.J.P. Morgan Securities LLC08-30-2019
Carlos Anllo IIGreenwood Family Advisors LLCJ.P. Morgan Securities LLC08-21-2019
Kevis RosarioMutual of Omaha Investor Services, Inc.J.P. Morgan Securities LLC08-20-2019
Peter AbbateMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2019
Sean MurtaghBessemer Investor Services, Inc.J.P. Morgan Securities LLC08-09-2019
Diana Patricia BarreraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-30-2019
Michael D. Spears Jr.Morgan StanleyJ.P. Morgan Securities LLC07-29-2019

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.