Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel Arthur PostAmeriprise Financial Services, LLCJHS Capital Advisors, LLC10-06-2015
Maria OrtizNBC Securities, Inc.JHS Capital Advisors, LLC09-09-2015
Keith Francis GilCarter, Terry & Company, Inc.JHS Capital Advisors, LLC$5008-17-2015
Joseph Michael BlackwellAmerican Independent Securities Group, LLCJHS Capital Advisors, LLC08-12-2015
Thomas Steven JohnsonNBC Securities, Inc.JHS Capital Advisors, LLC$15008-07-2015
Mark Donald HenningsNBC Securities, Inc.JHS Capital Advisors, LLC$15008-07-2015
Timothy ForsmanLPL Financial LLCJHS Capital Advisors, LLC$15008-05-2015
Michael Bernard OTooleNBC Securities, Inc.JHS Capital Advisors, LLC08-05-2015
Timothy Smith ForsmanLPL Financial LLCJHS Capital Advisors, LLC08-05-2015
Robert Glenn AlvarezNBC Securities, Inc.JHS Capital Advisors, LLC08-04-2015
Steven Ray LofquistNBC Securities, Inc.JHS Capital Advisors, LLC$5008-03-2015
William Larry BendtCapitol Securities Management, Inc.JHS Capital Advisors, LLC$3208-03-2015
John CortaleLPL Financial LLCJHS Capital Advisors, LLC$10007-31-2015
David Hutchinson DruryNBC Securities, Inc.JHS Capital Advisors, LLC07-31-2015
Robert Charles BarbaNBC Securities, Inc.JHS Capital Advisors, LLC$2507-31-2015
Joseph OberschewenNBC Securities, Inc.JHS Capital Advisors, LLC07-31-2015
Stephen Miske MillerNBC Securities, Inc.JHS Capital Advisors, LLC07-31-2015
Mick Kumar DadlaniNational Securities CorporationJHS Capital Advisors, LLC07-31-2015
Armand Anthony AtkinsonNBC Securities, Inc.JHS Capital Advisors, LLC$15007-31-2015
Harvey Lee Ford IIINext Financial Group, Inc.JHS Capital Advisors, LLC$5007-30-2015
James Walter BeckAmerican Independent Securities Group, LLCJHS Capital Advisors, LLC07-28-2015
Phylos Emanuel ToblerEK Riley Investments, LLCJHS Capital Advisors, LLC$4407-28-2015
John Roy HackettNBC Securities, Inc.JHS Capital Advisors, LLC07-23-2015
Anthony Jerome KepplerNBC Securities, Inc.JHS Capital Advisors, LLC$2907-23-2015
Carolyn Lee BennettNBC Securities, Inc.JHS Capital Advisors, LLC$10007-23-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.