Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel Arthur PostAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC10-06-2015
Maria OrtizNBC Securities, Inc.JHS Capital Advisors, LLC09-09-2015
Virgil Diano CaramellaAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$2509-01-2015
Norman SchwartzAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC09-01-2015
Keith Francis GilCarter, Terry & Company, Inc.JHS Capital Advisors, LLC08-17-2015
Michael Jay PepeAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$15008-14-2015
Paul Richard Vogel Jr.Ameriprise Financial Services, Inc.JHS Capital Advisors, LLC$15008-14-2015
Gregory Donald LowderAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$5008-14-2015
Dennis Ole TwengeAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$5008-14-2015
Steven John DomokosAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$5008-14-2015
Robert Scott MarmorAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$2508-14-2015
Ronnie Erica HellerAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$2508-14-2015
Alan Leonard TarkoAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$2508-14-2015
James O E SturdivantAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$2508-14-2015
Kevin Clinton HollandAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$1008-14-2015
Thomas Francis HeinrichsAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$1008-14-2015
Edward Lee Bryan Sr.Ameriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Cheryl Lucyann SmithAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Ronald Irwin GreeneAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Mark Gregory AllbaughAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Paul Curtis ProbolusAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Jeffery Grant IselerAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Aditya Kumar SaraogiAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Siddharth DhawanAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Dustin Knight YoungAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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