Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Joel Arthur Post | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 10-06-2015 |
| Virgil Diano Caramella | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $25 | 09-01-2015 |
| Norman Schwartz | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 09-01-2015 |
| Michael Jay Pepe | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $150 | 08-14-2015 |
| Paul Richard Vogel Jr. | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $150 | 08-14-2015 |
| Gregory Donald Lowder | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $50 | 08-14-2015 |
| Dennis Ole Twenge | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $50 | 08-14-2015 |
| Steven John Domokos | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $50 | 08-14-2015 |
| Robert Scott Marmor | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $25 | 08-14-2015 |
| Ronnie Erica Heller | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $25 | 08-14-2015 |
| Alan Leonard Tarko | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $25 | 08-14-2015 |
| James O E Sturdivant | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $25 | 08-14-2015 |
| Kevin Clinton Holland | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $10 | 08-14-2015 |
| Thomas Francis Heinrichs | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | $10 | 08-14-2015 |
| Edward Lee Bryan Sr. | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 08-14-2015 |
| Cheryl Lucyann Smith | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 08-14-2015 |
| Ronald Irwin Greene | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 08-14-2015 |
| Mark Gregory Allbaugh | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 08-14-2015 |
| Paul Curtis Probolus | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 08-14-2015 |
| Jeffery Grant Iseler | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 08-14-2015 |
| Aditya Kumar Saraogi | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 08-14-2015 |
| Siddharth Dhawan | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 08-14-2015 |
| Dustin Knight Young | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 08-14-2015 |
| Debinder Deshmukh | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 08-14-2015 |
| Kalyan Kamal Kavili | Ameriprise Financial Services, Inc. | JHS Capital Advisors, LLC | — | 08-14-2015 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
