Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Agustin De Estrada, Manuel LecourBolton Global CapitalJPMorgan Chase & Co.$20004-05-2017
Albert BergerWells Fargo AdvisorsJPMorgan Chase & Co.$10111-04-2016
Alli McCartney, Miguel Hennessy, David Wardrop, Jordan MahaffeyUBS Financial ServicesJPMorgan Chase & Co.$508-16-2015
Amanda BarclayBank of America Merrill LynchJPMorgan Chase & Co.$24406-06-2016
Anil SinghLPL FinancialJPMorgan Chase & Co.$26005-02-2016
Anthony GambacortaLPL FinancialJPMorgan Chase & Co.$24002-17-2016
Anthony ValenciaSecurities AmericaJPMorgan Chase & Co.$6009-11-2014
Brian Bell, Aaron FosterRBC Wealth ManagementJPMorgan Chase & Co.$20006-26-2018
Brian ButlerLPL FinancialJPMorgan Chase & Co.$6908-16-2016
Brian J. ThomasNorthern TrustJPMorgan Chase & Co.02-22-2016
Brian KrukielLPL FinancialJPMorgan Chase & Co.$7009-01-2016
Carolyn SandersonMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$10009-15-2014
Cathy ReedBank of America Merrill LynchJPMorgan Chase & Co.$11305-31-2017
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian WynneLPL FinancialJPMorgan Chase & Co.$1,40010-27-2016
Chris Jones, Dan HoffeWells Fargo AdvisorsJPMorgan Chase & Co.$28007-04-2016
Christine PaulLPL FinancialJPMorgan Chase & Co.$9809-13-2016
Christopher BatesLPL FinancialJPMorgan Chase & Co.$13503-02-2017
Christopher HillWells Fargo AdvisorsJPMorgan Chase & Co.$209-03-2015
Craig VentoWaddell and ReedJPMorgan Chase & Co.$5402-06-2015
Dale E. ReedBank of America Merrill LynchJPMorgan Chase & Co.$9,00002-26-2018
Damon DozierLPL FinancialJPMorgan Chase & Co.$6511-30-2017
Daniel MickleyJanney Montgomery ScottJPMorgan Chase & Co.$8311-12-2018
Dathan LumpkinsWells Fargo AdvisorsJPMorgan Chase & Co.$11101-12-2018
Dave WoolfordSnowden Lane PartnersJPMorgan Chase & Co.$35009-16-2016
David Steele, Jonathan Steele, Alexander J. Schmitz, Kevin M. Cohen, Samuel A. StephensDynasty Financial PartnersJPMorgan Chase & Co.$27509-10-2015
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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