Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian J ThomasNorthern Trust Securities, Inc.JPMorgan Chase & Co.02-22-2016
Richard Duffy Russell KwokMorgan StanleyJPMorgan Chase & Co.06-24-2014
Robert Tholl Jerry PearsonMorgan StanleyJPMorgan Chase & Co.03-29-2010
Joseph AzzopardiLPL Financial LLCJPMorgan Chase & Co.$5007-29-2016
Dustin DeFrancoLPL Financial LLCJPMorgan Chase & Co.$5004-08-2016
Michael SilversteinLPL Financial LLCJPMorgan Chase & Co.$5004-01-2016
James GoetzGolden State Wealth ManagementJPMorgan Chase & Co.$5003-01-2015
Joseph L BessWaddell & ReedJPMorgan Chase & Co.$5404-14-2014
Craig VentoWaddell & ReedJPMorgan Chase & Co.$5402-06-2015
Jeffrey RobinLPL Financial LLCJPMorgan Chase & Co.$6012-15-2016
Karl GrahamLPL Financial LLCJPMorgan Chase & Co.$6011-01-2016
Steven KouryWaddell & ReedJPMorgan Chase & Co.$6003-27-2015
Anthony ValenciaSecurities America, Inc.JPMorgan Chase & Co.$6009-11-2014
Robert BaileyLPL Financial LLCJPMorgan Chase & Co.$6109-25-2017
Damon DozierLPL Financial LLCJPMorgan Chase & Co.$6511-30-2017
Dawna Westberg-WelchStratos Wealth Partners, LtdJPMorgan Chase & Co.$6506-16-2016
Shalana D PooleWaddell & ReedJPMorgan Chase & Co.$6611-03-2017
Quincy GoudeauLPL Financial LLCJPMorgan Chase & Co.$6610-17-2016
Samuel RodriguezLPL Financial LLCJPMorgan Chase & Co.$6609-16-2016
Dawna Westberg-WelchLPL Financial LLCJPMorgan Chase & Co.$6604-01-2016
Sam Rodriguez360 Wealth ManagementJPMorgan Chase & Co.$6609-26-2016
Brian ButlerLPL Financial LLCJPMorgan Chase & Co.$6908-16-2016
Brian KrukielLPL Financial LLCJPMorgan Chase & Co.$7009-01-2016
Susanne ZitoLPL Financial LLCJPMorgan Chase & Co.$7010-01-2015
Susan GehlLPL Financial LLCJPMorgan Chase & Co.$7007-01-2015
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.