Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anil SinghLPL FinancialJPMorgan Chase & Co.$26005-02-2016
Dustin DeFrancoLPL FinancialJPMorgan Chase & Co.$5004-08-2016
Dawna Westberg-WelchLPL FinancialJPMorgan Chase & Co.$6604-01-2016
Michael SilversteinLPL FinancialJPMorgan Chase & Co.$5004-01-2016
Brian J. ThomasNorthern TrustJPMorgan Chase & Co.02-22-2016
Anthony GambacortaLPL FinancialJPMorgan Chase & Co.$24002-17-2016
Don Donnally, David GreenmanUBS Financial ServicesJPMorgan Chase & Co.$59011-03-2015
K.C. MartelGolden State Wealth ManagementJPMorgan Chase & Co.$8011-02-2015
Keith MartelLPL FinancialJPMorgan Chase & Co.$9411-02-2015
Neil Short UBS Financial ServicesJPMorgan Chase & Co.$10510-09-2015
Susanne ZitoLPL FinancialJPMorgan Chase & Co.$7010-01-2015
David Steele, Jonathan Steele, Alexander J. Schmitz, Kevin M. Cohen, Samuel A. StephensDynasty Financial PartnersJPMorgan Chase & Co.$27509-10-2015
Christopher HillWells Fargo AdvisorsJPMorgan Chase & Co.$209-03-2015
Alli McCartney, Miguel Hennessy, David Wardrop, Jordan MahaffeyUBS Financial ServicesJPMorgan Chase & Co.$508-16-2015
Robert B. CordiakRBC Wealth ManagementJPMorgan Chase & Co.$16007-20-2015
Susan GehlLPL FinancialJPMorgan Chase & Co.$7007-01-2015
Sandra ChoLPL FinancialJPMorgan Chase & Co.$18406-27-2015
Sandra Y. ChoGolden State Wealth ManagementJPMorgan Chase & Co.$18006-26-2015
John GordyWaddell and ReedJPMorgan Chase & Co.$10206-08-2015
Timothy Aubin, Robert BrownLPL FinancialJPMorgan Chase & Co.$20706-05-2015
Shawn J. GoldBank of America Merrill LynchJPMorgan Chase & Co.$42504-14-2015
Steven KouryWaddell and ReedJPMorgan Chase & Co.$6003-27-2015
P. David SolimanLPL FinancialJPMorgan Chase & Co.$17503-06-2015
James GoetzGolden State Wealth ManagementJPMorgan Chase & Co.$5003-01-2015
Craig VentoWaddell and ReedJPMorgan Chase & Co.$5402-06-2015
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Showing 51 to 75 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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