Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Damon DozierLPL FinancialJPMorgan Chase & Co.$6511-30-2017
Robert BaileyLPL FinancialJPMorgan Chase & Co.$6109-25-2017
Christopher BatesLPL FinancialJPMorgan Chase & Co.$13503-02-2017
Jeffrey RobinLPL FinancialJPMorgan Chase & Co.$6012-15-2016
Stephen MaganaLPL FinancialJPMorgan Chase & Co.$13012-15-2016
Mario VasquezLPL FinancialJPMorgan Chase & Co.$7411-08-2016
Karl GrahamLPL FinancialJPMorgan Chase & Co.$6011-01-2016
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian WynneLPL FinancialJPMorgan Chase & Co.$1,40010-27-2016
Robert LenertzLPL FinancialJPMorgan Chase & Co.$8010-18-2016
Quincy GoudeauLPL FinancialJPMorgan Chase & Co.$6610-17-2016
Samuel RodriguezLPL FinancialJPMorgan Chase & Co.$6609-16-2016
Christine PaulLPL FinancialJPMorgan Chase & Co.$9809-13-2016
Steven SwansonLPL FinancialJPMorgan Chase & Co.$23709-02-2016
Brian KrukielLPL FinancialJPMorgan Chase & Co.$7009-01-2016
Shawn VanceLPL FinancialJPMorgan Chase & Co.$20009-01-2016
Mitchell LiesmannLPL FinancialJPMorgan Chase & Co.$7808-22-2016
Brian ButlerLPL FinancialJPMorgan Chase & Co.$6908-16-2016
Jeffrey Roodman, Christopher SmallLPL FinancialJPMorgan Chase & Co.$15508-05-2016
Joseph AzzopardiLPL FinancialJPMorgan Chase & Co.$5007-29-2016
Zubair KhanLPL FinancialJPMorgan Chase & Co.$8006-17-2016
Jason MurphyLPL FinancialJPMorgan Chase & Co.$11406-01-2016
Gerardo SorianoLPL FinancialJPMorgan Chase & Co.$8505-20-2016
Anil SinghLPL FinancialJPMorgan Chase & Co.$26005-02-2016
Dustin DeFrancoLPL FinancialJPMorgan Chase & Co.$5004-08-2016
Dawna Westberg-WelchLPL FinancialJPMorgan Chase & Co.$6604-01-2016
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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