Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph AzzopardiLPL FinancialJPMorgan Chase & Co.$5007-29-2016
Dustin DeFrancoLPL FinancialJPMorgan Chase & Co.$5004-08-2016
Michael SilversteinLPL FinancialJPMorgan Chase & Co.$5004-01-2016
Jeffrey RobinLPL FinancialJPMorgan Chase & Co.$6012-15-2016
Karl GrahamLPL FinancialJPMorgan Chase & Co.$6011-01-2016
Robert BaileyLPL FinancialJPMorgan Chase & Co.$6109-25-2017
Damon DozierLPL FinancialJPMorgan Chase & Co.$6511-30-2017
Quincy GoudeauLPL FinancialJPMorgan Chase & Co.$6610-17-2016
Samuel RodriguezLPL FinancialJPMorgan Chase & Co.$6609-16-2016
Dawna Westberg-WelchLPL FinancialJPMorgan Chase & Co.$6604-01-2016
Brian ButlerLPL FinancialJPMorgan Chase & Co.$6908-16-2016
Brian KrukielLPL FinancialJPMorgan Chase & Co.$7009-01-2016
Susanne ZitoLPL FinancialJPMorgan Chase & Co.$7010-01-2015
Susan GehlLPL FinancialJPMorgan Chase & Co.$7007-01-2015
Mario VasquezLPL FinancialJPMorgan Chase & Co.$7411-08-2016
Mitchell LiesmannLPL FinancialJPMorgan Chase & Co.$7808-22-2016
Robert LenertzLPL FinancialJPMorgan Chase & Co.$8010-18-2016
Zubair KhanLPL FinancialJPMorgan Chase & Co.$8006-17-2016
Gerardo SorianoLPL FinancialJPMorgan Chase & Co.$8505-20-2016
Keith MartelLPL FinancialJPMorgan Chase & Co.$9411-02-2015
Christine PaulLPL FinancialJPMorgan Chase & Co.$9809-13-2016
Jason MurphyLPL FinancialJPMorgan Chase & Co.$11406-01-2016
Stephen MaganaLPL FinancialJPMorgan Chase & Co.$13012-15-2016
Christopher BatesLPL FinancialJPMorgan Chase & Co.$13503-02-2017
Jeffrey Roodman, Christopher SmallLPL FinancialJPMorgan Chase & Co.$15508-05-2016
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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