Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Joseph CardinalLPL Financial LLCJanney Montgomery Scott LLC$10005-31-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-28-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-22-2019
Jason Michael PerrySecurities America, Inc.Janney Montgomery Scott LLC$15003-04-2019
Louis Montcalm DeeringCommonwealth Financial NetworkJanney Montgomery Scott LLC$5002-08-2019
Andrew Michael GartlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$15001-25-2019
Noel KezsbomWellington Shields & Co., LLCJanney Montgomery Scott LLC$5010-19-2018
William D March IIISpring City Partners, LLCJanney Montgomery Scott LLC08-17-2018
Matthew Agricola GriebRaymond James & Associates, Inc.Janney Montgomery Scott LLC$105-08-2018
Peter Donald ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15004-18-2018
Mark Edward NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC01-02-2018
Lee Anthony GiobbieAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$50010-04-2017
James Alexander Baber IVRaymond James & Associates, Inc.Janney Montgomery Scott LLC$21309-27-2017
Thomas Michael JeszeckWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$2509-06-2017
Bruce Culver Georgi Jr.RBC Capital Markets, LLCJanney Montgomery Scott LLC$108-30-2017
Gerald Lee BarkleyRBC Capital Markets, LLCJanney Montgomery Scott LLC08-30-2017
Eugene Michael Kirley Jr.Morgan StanleyJanney Montgomery Scott LLC$2508-11-2017
David Michael CacceseRBC Capital Markets, LLCJanney Montgomery Scott LLC$2507-06-2017
Thayer Rockwell Potter Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$17406-16-2017
Ross Weller GallowayMorgan StanleyJanney Montgomery Scott LLC$5005-26-2017
Stacy Lee CapobiancoMorgan StanleyJanney Montgomery Scott LLC05-26-2017
Curtis J PritchardWexford Wealth Advisors LLCJanney Montgomery Scott LLC05-23-2017
Christopher John CarpenterSpire Securities, LLCJanney Montgomery Scott LLC05-12-2017
Michael Alois WiedtCambridge Investment Research, Inc.Janney Montgomery Scott LLC$7305-12-2017
Barbara Marian GilbertFirsTrustJanney Montgomery Scott LLC05-04-2017
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Showing 1 to 25 of 283 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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