Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Agricola GriebRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-08-2018
Gretchen Marie ZierolfFarr Miller & Washington LLCJanney Montgomery Scott LLC06-30-2015
Robert Henry BoormanRBC Capital Markets, LLCJanney Montgomery Scott LLC$5012-05-2012
Franklin Augustus Hart IIIRBC Capital Markets, LLCJanney Montgomery Scott LLC$1012-05-2012
Song Su YiRBC Capital Markets, LLCJanney Montgomery Scott LLC$2512-05-2012
Stephen Robert MatlackOppenheimer & Co. Inc.Janney Montgomery Scott LLC$2511-18-2010

Showing 1 to 6 of 6 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.