Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Martin BuschWoodbury Financial Services, Inc.Janney Montgomery Scott LLC$5001-26-2009
Lisa Ann RobertsVoya Financial Advisors, Inc.Janney Montgomery Scott LLC04-07-2009
James Stephen HartDominick & Dickerman LLCJanney Montgomery Scott LLC$2506-10-2009
Zaim Jim HajdariRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$5006-15-2009
Marjorie Sue SamuelsDominick & Dickerman LLCJanney Montgomery Scott LLC07-09-2009
Brendan Kernkamp LeaveyAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC$5007-24-2009
Frank Joseph OcelloAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC$15007-28-2009
Frank Joseph PolsinelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$15009-18-2009
Harold Lee GoldsmithStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15003-17-2010
Joyce Barbara DocktorGarden State Securities, Inc.Janney Montgomery Scott LLC05-26-2010
Robert Neal KampferAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$5007-09-2010
Susan Ruth CohnRaymond James Financial Services, Inc.Janney Montgomery Scott LLC07-09-2010
John Sean Kevin GallagherRaymond James Financial Services, Inc.Janney Montgomery Scott LLC07-09-2010
Geraldine Anne SpinellaRaymond James Financial Services, Inc.Janney Montgomery Scott LLC07-09-2010
Mark KraussRaymond James Financial Services, Inc.Janney Montgomery Scott LLC07-09-2010
Stephen Patrick MurphyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC08-06-2010
Dennis Joseph KellyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5009-23-2010
David Alexander SweeneyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC05-13-2011
Harvey Reid MutterperlMorgan StanleyJanney Montgomery Scott LLC06-10-2011
Michael Joseph LedvaWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$5009-09-2011
Brian Scott ParnessAmeriprise Financial Services, LLCJanney Montgomery Scott LLC11-18-2011
Peter Elliot HirshAegis Capital Corp.Janney Montgomery Scott LLC12-09-2011
Steve HerskovitsMetLife Securities Inc.Janney Montgomery Scott LLC$10012-16-2011
Jonathan Scott GoldStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC02-10-2012
Jeffrey Sy RubensteinOppenheimer & Co. Inc.Janney Montgomery Scott LLC$1003-12-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.