Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David A. OverAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC02-20-2015
Jeffrey James BrittAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$2510-12-2016
Gerald Jay KlatzAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$5002-12-2016
Deborah Klatz RounickAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC02-12-2016
Fredric Charles WoloshinAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10011-05-2015
Peter Frederick SchlichtAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC02-17-2012
David John RichAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$2506-19-2009
Patrick C. FerraraBoenning & Scattergood, Inc.Janney Montgomery Scott LLC$5004-24-2009
William Lawrence BushBPU Investment Management Inc.Janney Montgomery Scott LLC$15007-07-2009
Michael Alois WiedtCambridge Investment Research, Inc.Janney Montgomery Scott LLC$7305-12-2017
Lance E. CicciarelliEdward JonesJanney Montgomery Scott LLC$5004-24-2009
Robert S. ZaidmanLPL Financial LLCJanney Montgomery Scott LLC$15009-06-2019
Stephen Bradley CissneLPL Financial LLCJanney Montgomery Scott LLC$1011-17-2016
Colin Davis CissneLPL Financial LLCJanney Montgomery Scott LLC11-17-2016
Andrew Brett LewisLPL Financial LLCJanney Montgomery Scott LLC$5004-30-2010
Scott Lang LinvilleLPL Financial LLCJanney Montgomery Scott LLC05-27-2009
Jeffrey Steven VincentLPL Financial LLCJanney Montgomery Scott LLC03-13-2009
Jon Phillip StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC03-13-2015
Bruce Howard ChmaraMorgan StanleyJanney Montgomery Scott LLC$2503-31-2011
Americo Joseph SantellaMorgan StanleyJanney Montgomery Scott LLC$2503-24-2011
Wayne CampbellMorgan StanleyJanney Montgomery Scott LLC03-24-2011
Thomas George SchreckMorgan StanleyJanney Montgomery Scott LLC12-16-2010
Barry Ray ShatzmanMorgan StanleyJanney Montgomery Scott LLC$10009-13-2010
David Herman BergsteinOppenheimer & Co. Inc.Janney Montgomery Scott LLC$2503-19-2010
Galen John GreinerOppenheimer & Co. Inc.Janney Montgomery Scott LLC$5005-08-2009
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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