Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Emery WhitakerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC01-08-2010
Albert Charles AngelosLPL Financial LLCJanney Montgomery Scott LLC$5004-01-2016
Alfred David BarbatoCUSO Financial Services, L.P.Janney Montgomery Scott LLC05-18-2009
Allen Scott WagnerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$2501-08-2010
Allison Francisco Fleitas IIOppenheimer & Co. Inc.Janney Montgomery Scott LLC05-26-2009
Americo Joseph SantellaMorgan StanleyJanney Montgomery Scott LLC$2503-24-2011
Amy Leis-HockingMain Street Financial Solutions, LLCJanney Montgomery Scott LLC07-19-2019
Andrew Brett LewisLPL Financial LLCJanney Montgomery Scott LLC$5004-30-2010
Barry Ray ShatzmanMorgan StanleyJanney Montgomery Scott LLC$10009-13-2010
Brian Gregory LongWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC01-13-2017
Bruce Culver Georgi Jr.RBC Capital Markets, LLCJanney Montgomery Scott LLC$5008-30-2017
Bruce David FraceBoenning & Scattergood, Inc.Janney Montgomery Scott LLC$2504-24-2009
Bruce Howard ChmaraMorgan StanleyJanney Montgomery Scott LLC$2503-31-2011
Christos Stergios DikosMorgan StanleyJanney Montgomery Scott LLC$5012-16-2010
Cody R. DemmelMorton Brown Family Wealth LLCJanney Montgomery Scott LLC03-31-2020
Colin Davis CissneLPL Financial LLCJanney Montgomery Scott LLC11-17-2016
Curtis PritchardWexford Wealth Advisors LLCJanney Montgomery Scott LLC05-23-2017
Daniel Patrick HeenanOppenheimer & Co. Inc.Janney Montgomery Scott LLC$2506-20-2011
David A. OverAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC02-20-2015
David Bryan HunterWoodbury Financial Services, Inc.Janney Montgomery Scott LLC04-09-2012
David Herman BergsteinOppenheimer & Co. Inc.Janney Montgomery Scott LLC$2503-19-2010
David John RichAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$2506-19-2009
David Michael CacceseRBC Capital Markets, LLCJanney Montgomery Scott LLC$2507-06-2017
David Richard SnyderOppenheimer & Co. Inc.Janney Montgomery Scott LLC01-05-2009
Davis Page Smith IVWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$15011-22-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.