Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Leis-HockingMain Street Financial Solutions, LLCJanney Montgomery Scott LLC07-19-2019
William D March IIISpring City Partners, LLCJanney Montgomery Scott LLC08-17-2018
Mark Edward NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC01-02-2018
Mark Andrew NeffPNC FIG Advisory, Inc.Janney Montgomery Scott LLC11-13-2017
Gerald Lee BarkleyRBC Capital Markets, LLCJanney Montgomery Scott LLC08-30-2017
Curtis PritchardWexford Wealth Advisors LLCJanney Montgomery Scott LLC05-23-2017
Thomas Frederick SchubertBB&T Securities, LLCJanney Montgomery Scott LLC05-09-2017
Brian Gregory LongWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC01-13-2017
Colin Davis CissneLPL Financial LLCJanney Montgomery Scott LLC11-17-2016
Albert Charles AngelosPrivate Advisor Group, LLCJanney Montgomery Scott LLC04-01-2016
David A. OverAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC02-20-2015
Louis Ralph PetrilloBoenning & Scattergood, Inc.Janney Montgomery Scott LLC01-06-2015
Sanford Harover GroffCresap, Inc.Janney Montgomery Scott LLC05-14-2013
Van Dregge Olmstead Jr.Fulcrum Securities, LLCJanney Montgomery Scott LLC09-30-2010
Scott Lang LinvilleLPL Financial LLCJanney Montgomery Scott LLC05-27-2009
Alfred David BarbatoCUSO Financial Services, L.P.Janney Montgomery Scott LLC05-18-2009
Stephen Bradley CissneLPL Financial LLCJanney Montgomery Scott LLC$10011-17-2016
Katherine Gail LoheydePNC InvestmentsJanney Montgomery Scott LLC$10008-25-2016
Deborah Klatz RounickAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10002-12-2016
Fredric Charles WoloshinAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10011-05-2015
William Richard Mcdonnell Jr.Hunter Associates LLCJanney Montgomery Scott LLC$10012-11-2013
Robert Januarius CellucciStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10008-09-2013
Michael Benjamin SpivakAXA Advisors, LLCJanney Montgomery Scott LLC$10005-11-2012
David Bryan HunterWoodbury Financial Services, Inc.Janney Montgomery Scott LLC$10004-09-2012
Barry Ray ShatzmanMorgan StanleyJanney Montgomery Scott LLC$10009-13-2010
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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