Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Holton IvesterWaddell & ReedKMS Financial Services, Inc.$3804-12-2019
Jerome David PickarU.S. Bancorp Investments, Inc.KMS Financial Services, Inc.$5003-25-2019
Barbara Kay WongAmeriprise Financial Services, Inc.KMS Financial Services, Inc.11-13-2018
Barak Judah TanzerLPL Financial LLCKMS Financial Services, Inc.$10008-21-2018
Timothy Calvin LeeAmerican Independent Securities Group, LLCKMS Financial Services, Inc.$2208-20-2018
Mark Stephen MartelMartel Wealth Advisors IncKMS Financial Services, Inc.08-02-2018
Kenneth Bert WheelerOnefirm Consulting, LLCKMS Financial Services, Inc.02-28-2018
Doug Scott GraumannDominion Investor Services, Inc.KMS Financial Services, Inc.$1501-02-2018
Andrew Michael KangasCoastal Equities, Inc.KMS Financial Services, Inc.10-23-2017
Don Vincent BothwellInnovation Partners LLCKMS Financial Services, Inc.$1010-05-2017
Michael Doyle JoslinJoslin Capital Advisors LLCKMS Financial Services, Inc.08-02-2017
Tarek Alan McaleeJoslin Capital Advisors LLCKMS Financial Services, Inc.08-02-2017
Deann Elaine MinnilloAmeriprise Financial Services, Inc.KMS Financial Services, Inc.06-16-2017
Marvel Tyrone Morgan Jr.LPL Financial LLCKMS Financial Services, Inc.$2504-24-2017
Eric Andrew SmithNatural InvestmentsKMS Financial Services, Inc.08-08-2016
Jonathan David WrideCrafted Finance, LLCKMS Financial Services, Inc.06-01-2016
Shane Patrick LarsonSPLARSON FINANCIAL PLANNING, LLCKMS Financial Services, Inc.05-04-2016
Melissa Ann KarpenPrivate Client Services, LLCKMS Financial Services, Inc.02-11-2016
William Brent HamiltonWBH Financial Services, LLCKMS Financial Services, Inc.12-16-2015
Jonathan Andrew BarwickBarwick & Partners, Inc.KMS Financial Services, Inc.10-14-2015
Carol Ronnell ElizabethHD Vest Investment ServicesKMS Financial Services, Inc.$110-08-2015
Dean Everett EisenbraunLPL Financial LLCKMS Financial Services, Inc.12-12-2014
Edwin V MunsonIndependent Financial Group, LLCKMS Financial Services, Inc.10-03-2014
Damon Deshawn DarbyWells Fargo Clearing Services, LLCKMS Financial Services, Inc.06-17-2014
Heather Danielle HarpVALIC Financial Advisors, Inc.KMS Financial Services, Inc.05-14-2014
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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