Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aivars ZiedinsKestra Advisory Services, LLCKestra Investment Services, LLC04-22-2016
Alan Michael RosemanKestra Advisory Services, LLCKestra Investment Services, LLC04-19-2016
Alfred Gerard RocheKestra Advisory Services, LLCKestra Investment Services, LLC04-18-2016
Alfred Peter MataloniKestra Advisory Services, LLCKestra Investment Services, LLC04-20-2016
Allan GoldsteinM Holdings Securities, Inc.Kestra Investment Services, LLC03-30-2009
Allan Herbert CarneyKestra Advisory Services, LLCKestra Investment Services, LLC04-19-2016
Allan Peter GladNFP Retirement Inc.Kestra Investment Services, LLC05-10-2016
Alton B. Raney IILPL Financial LLCKestra Investment Services, LLC12-07-2018
Alvin RushFortune Financial Services, Inc.Kestra Investment Services, LLC$1010-13-2016
Amanda Lea ArthurCreighton Retirement PartnersKestra Investment Services, LLC06-08-2018
Amy C. GarrisonAmeriprise Financial Services, Inc.Kestra Investment Services, LLC09-26-2014
Amy Susan HanophyBOK Financial Asset Management, Inc.Kestra Investment Services, LLC03-29-2019
Andrew Christian DennyCapital AnalystsKestra Investment Services, LLC01-02-2015
Andrew Louis DropkinKestra Advisory Services, LLCKestra Investment Services, LLC04-25-2016
Andrew Scott BriefKestra Advisory Services, LLCKestra Investment Services, LLC04-26-2016
Andrew T. CookKestra Advisory Services, LLCKestra Investment Services, LLC04-19-2016
Ann Marie HansenLPL Financial LLCKestra Investment Services, LLC04-01-2019
Anthony Alexander NicolichVeritas Wealth Advisors, LLCKestra Investment Services, LLC04-09-2010
Anthony Paul LocascioKestra Advisory Services, LLCKestra Investment Services, LLC04-28-2016
Arthur Joseph LavallieKestra Advisory Services, LLCKestra Investment Services, LLC04-21-2016
August David Consiglio Jr.Kestra Advisory Services, LLCKestra Investment Services, LLC04-21-2016
Barton Lowell KaufmanKestra Advisory Services, LLCKestra Investment Services, LLC04-19-2016
Ben Frank VoigtKestra Advisory Services, LLCKestra Investment Services, LLC04-29-2016
Bernard Ronald WolfeKestra Advisory Services, LLCKestra Investment Services, LLC04-29-2016
Beth Ann RichardsonKestra Advisory Services, LLCKestra Investment Services, LLC04-21-2016
Next Page »

Showing 1 to 25 of 397 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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