Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Susan HanophyBOK Financial Asset Management, Inc.Kestra Investment Services, LLC03-29-2019
Jason Michael AldersonElbert Capital Management LLCKestra Investment Services, LLC02-20-2019
Amanda Lea ArthurCreighton Retirement PartnersKestra Investment Services, LLC06-08-2018
James Thomas McManusKestra Advisory Services, LLCKestra Investment Services, LLC06-09-2016
Aivars ZiedinsKestra Advisory Services, LLCKestra Investment Services, LLC04-22-2016
John Curtis JacksKestra Advisory Services, LLCKestra Investment Services, LLC04-21-2016
Beth Ann RichardsonKestra Advisory Services, LLCKestra Investment Services, LLC04-21-2016
J.A. Tyler Browning IIKestra Advisory Services, LLCKestra Investment Services, LLC04-21-2016
David Lane BernardKestra Advisory Services, LLCKestra Investment Services, LLC04-21-2016
Dennis Stuart WhyteKestra Advisory Services, LLCKestra Investment Services, LLC04-20-2016
Chad Allen LeighKestra Advisory Services, LLCKestra Investment Services, LLC04-20-2016
Cris R. McBrideKestra Advisory Services, LLCKestra Investment Services, LLC04-20-2016
Steven Zachary HeifetzKestra Advisory Services, LLCKestra Investment Services, LLC04-19-2016
Stephen Roland BrubakerKestra Advisory Services, LLCKestra Investment Services, LLC04-19-2016
James Roland BrubakerKestra Advisory Services, LLCKestra Investment Services, LLC04-19-2016
David Huber EastonKestra Advisory Services, LLCKestra Investment Services, LLC04-18-2016
Corey Richard WalterRoyal Alliance Associates, Inc.Kestra Investment Services, LLC$1001-25-2016
Bradley Jay MitchellMitchell Investment Advisory Services, Inc.Kestra Investment Services, LLC01-04-2016
Michael Wayne JolieLPL Financial LLCKestra Investment Services, LLC$7505-31-2013
Jody Kim HinseyFirst Allied Securities, Inc.Kestra Investment Services, LLC02-07-2012

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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