Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward R. PappasCardinal Point Wealth Management, LLCKestra Investment Services, LLC05-13-2019
Nathan Arnold GoldbergLPL Financial LLCKestra Investment Services, LLC$5004-01-2019
Richard Craig Clouse Sr.LPL Financial LLCKestra Investment Services, LLC$1004-01-2019
James Lewis WorrellLPL Financial LLCKestra Investment Services, LLC$1,00004-01-2019
Mark Richard ForbesLPL Financial LLCKestra Investment Services, LLC04-01-2019
Richard Craig Clouse Jr.LPL Financial LLCKestra Investment Services, LLC04-01-2019
Sarah Amanda HughesLPL Financial LLCKestra Investment Services, LLC04-01-2019
Jennifer Lynne McCoy DumasLPL Financial LLCKestra Investment Services, LLC04-01-2019
Michael B MorganLPL Financial LLCKestra Investment Services, LLC$5004-01-2019
Marc R. BeausoleilLPL Financial LLCKestra Investment Services, LLC$1,50004-01-2019
Ann Marie HansenLPL Financial LLCKestra Investment Services, LLC04-01-2019
Matthew M DufresneLPL Financial LLCKestra Investment Services, LLC04-01-2019
Craig Chamberlin DeweyGlobal Retirement Partners LLCKestra Investment Services, LLC04-01-2019
Anthony Norman ZantuaGlobal Retirement Partners LLCKestra Investment Services, LLC04-01-2019
Shannon Tracey MaloneyGlobal Retirement Partners LLCKestra Investment Services, LLC04-01-2019
Robb Bryan HillGlobal Retirement Partners LLCKestra Investment Services, LLC04-01-2019
Gregory GavranGlobal Retirement Partners LLCKestra Investment Services, LLC04-01-2019
Steven Patrick FaggiollyGlobal Retirement Partners LLCKestra Investment Services, LLC$1,00004-01-2019
Todd Brooks WhiteGlobal Retirement Partners LLCKestra Investment Services, LLC04-01-2019
Scott Alan StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC03-18-2019
Garrett Jon DevineBelpointe Asset Management LLCKestra Investment Services, LLC12-13-2018
Charles Richard BranchLPL Financial LLCKestra Investment Services, LLC$5010-22-2018
Donald Morgan Jr.LPL Financial LLCKestra Investment Services, LLC10-22-2018
Jeffrey Alan BottorffCetera Advisor Networks LLCKestra Investment Services, LLC10-16-2018
Tom Abel PuentesPeachCap Securities, Inc.Kestra Investment Services, LLC$15009-18-2018
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.