Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph J SindoniCadaret, Grant & Co., Inc.Key Investment Services LLC09-09-2009
Laura Marie TiddFifth Third Securities, Inc.Key Investment Services LLC12-03-2009
Christopher David SwenbyState Farm VP Management Corp.Key Investment Services LLC02-01-2010
Valarie Renee KaneyFifth Third Securities, Inc.Key Investment Services LLC02-05-2010
Laura Louise JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-08-2010
Linda Chernauskas DunnThe Huntington Investment CompanyKey Investment Services LLC03-11-2010
Joel Christopher RiedelNYLIFE Securities LLCKey Investment Services LLC$2501-11-2011
Scott Robert DancygerLPL Financial LLCKey Investment Services LLC01-13-2011
Maureen M. ElliottEdward JonesKey Investment Services LLC04-29-2011
Donna Rae SchuettePNC InvestmentsKey Investment Services LLC06-06-2011
Brenda Laura Isabel MonkCadaret, Grant & Co., Inc.Key Investment Services LLC06-24-2011
William Nephi AllenWells Fargo Clearing Services, LLCKey Investment Services LLC07-29-2011
Kenneth Souser IIIJanney Montgomery Scott LLCKey Investment Services LLC$2508-12-2011
Ray Wataru NishikawaLPL Financial LLCKey Investment Services LLC08-29-2011
David Leroy GreenWells Fargo Clearing Services, LLCKey Investment Services LLC$5010-07-2011
Dale Martin GreenWells Fargo Clearing Services, LLCKey Investment Services LLC10-07-2011
Jason Yong PangLPL Financial LLCKey Investment Services LLC10-17-2011
Melissa Shellhammer AikenVALIC Financial Advisors, Inc.Key Investment Services LLC01-09-2012
Benjamin Micah WenzelLPL Financial LLCKey Investment Services LLC03-30-2012
Nathaniel Aaron AbneyFifth Third Securities, Inc.Key Investment Services LLC05-10-2012
Eric Thomas SaddlerFifth Third Securities, Inc.Key Investment Services LLC06-14-2012
Alfonso Martin Cioffi Jr.LPL Financial LLCKey Investment Services LLC07-27-2012
Soutsakhone T. SoukphalyFarmers Financial Solutions, LLCKey Investment Services LLC08-08-2012
Sandra Besso PlowinskeM&T Securities, Inc.Key Investment Services LLC08-31-2012
Rosemarie MayLPL Financial LLCKey Investment Services LLC09-05-2012
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Showing 1 to 25 of 192 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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