Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Irina PodmolskaCharles Schwab & Co., Inc.Key Investment Services LLC09-21-2020
Jay Michael ScienzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-08-2020
Mary E ZervosMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-08-2020
Kenneth Harold MullerPruco Securities, LLC.Key Investment Services LLC08-25-2020
William Louis SeligSecurities America, Inc.Key Investment Services LLC07-24-2020
Joan Schalk FisherEquitable Advisors, LLCKey Investment Services LLC04-23-2020
Patrick Owen McGinnIFP Securities, LLCKey Investment Services LLC$5003-06-2020
Michael Freeman SheridanIFP Securities, LLCKey Investment Services LLC02-21-2020
Matthew Joseph PfeifferIFP Securities, LLCKey Investment Services LLC02-21-2020
John Stewart Frazier IIINorthwestern Mutual Investment Services, LLCKey Investment Services LLC02-03-2020
Karl Ryan PurvisJ.P. Morgan Securities LLCKey Investment Services LLC12-16-2019
Laurence James SchnallCadaret, Grant & Co., Inc.Key Investment Services LLC$15011-22-2019
Charles Anthony Triaga IIIIFP Securities, LLCKey Investment Services LLC11-06-2019
Edward Anthony BurgioIFP Securities, LLCKey Investment Services LLC11-06-2019
Peter Rudolfo BertoneEdward JonesKey Investment Services LLC$810-25-2019
Stela DjuzoEquitable Advisors, LLCKey Investment Services LLC09-03-2019
Michele A HaeickSecurities America, Inc.Key Investment Services LLC08-28-2019
Troy ForresterMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC07-22-2019
Sarah Lynne AllenLPL Financial LLCKey Investment Services LLC07-11-2019
Ruth Alice JohnsonCUNA Brokerage Services, Inc.Key Investment Services LLC07-09-2019
Frederick HepferM&T Securities, Inc.Key Investment Services LLC06-21-2019
Karl P CedarleafRaymond James & Associates, Inc.Key Investment Services LLC$10005-03-2019
Randall P TrahanRaymond James & Associates, Inc.Key Investment Services LLC$11405-03-2019
Jessica Marie VanskiverRaymond James & Associates, Inc.Key Investment Services LLC05-03-2019
Andres Avelino SarmientoJ.P. Morgan Securities LLCKey Investment Services LLC04-29-2019
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.