Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Caleb Richard FrankartBlue Jay Financial Group, LLCKey Investment Services LLC08-14-2020
Jeffrey Scott BeasleyIndependent Financial PartnersKey Investment Services LLC$15008-11-2020
Robert Charles FriesLPL Financial LLCKey Investment Services LLC$2502-13-2020
Michael D. KrupaThe Huntington Investment CompanyKey Investment Services LLC02-10-2020
Cyril James KanagarajBoenning & Scattergood, Inc.Key Investment Services LLC01-31-2020
Alexander James RuizMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-29-2020
Jenna M. GordonInfinex Investments, Inc.Key Investment Services LLC01-27-2020
Karl Ryan PurvisJ.P. Morgan Securities LLCKey Investment Services LLC12-16-2019
Jacob March SchaeferCitizens Securities, Inc.Key Investment Services LLC11-25-2019
Chad Lee UlmerFifth Third Securities, Inc.Key Investment Services LLC10-31-2019
Mary Margaret KelleyUBS Financial Services Inc.Key Investment Services LLC10-24-2019
Jin ZhuMorgan StanleyKey Investment Services LLC10-17-2019
Matthew D. BurmeisterKey Investment Services LLCKey Investment Services LLC10-16-2019
Daniel John StifflerLPL Financial LLCKey Investment Services LLC$5010-04-2019
Andrew J. BeckmanPruco Securities, LLC.Key Investment Services LLC09-23-2019
Amanda J. BoyceInfinex Investments, Inc.Key Investment Services LLC07-23-2019
James A. DeweseRoyal Alliance Associates, Inc.Key Investment Services LLC07-19-2019
John R. Hemric Jr.Citizens Securities, Inc.Key Investment Services LLC07-01-2019
Katie D WolfeCetera Investment Services LLCKey Investment Services LLC06-25-2019
Jean-Claude Mansanga NdongoLPL Financial LLCKey Investment Services LLC02-25-2019
Nicholas J. HessePNC InvestmentsKey Investment Services LLC12-06-2018
James Joseph MarcusLPL Financial LLCKey Investment Services LLC$5011-30-2018
Tiffany L BovalSecurities America, Inc.Key Investment Services LLC10-25-2018
Jeanette Anne BrinkleyAmeriprise Financial Services, LLCKey Investment Services LLC09-07-2018
Brandon L. DecastroT.T.G. Financial, Inc.Key Investment Services LLC08-17-2018
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Showing 1 to 25 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.