Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John R. Hemric Jr.Citizens Securities, Inc.Key Investment Services LLC07-01-2019
Jeanette Anne BrinkleyAmeriprise Financial Services, Inc.Key Investment Services LLC09-07-2018
Nathan David EberlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC07-11-2018
Matthew Glen MartinFifth Third Securities, Inc.Key Investment Services LLC05-30-2018
Brett James CypherThe Huntington Investment CompanyKey Investment Services LLC12-22-2017
Aaron Bradley CurryThe Huntington Investment CompanyKey Investment Services LLC12-19-2017
Anthony Joseph Spena Sr.Allstate Financial Services, LLCKey Investment Services LLC12-05-2017
Kathy Lee SmithU.S. Bancorp Investments, Inc.Key Investment Services LLC10-23-2017
Joseph D. FreemanFreeWood Private Wealth Management, LLCKey Investment Services LLC03-20-2017
Callie J. WilderThe Huntington Investment CompanyKey Investment Services LLC01-12-2017
Michael Allen Curley Jr.U.S. Bancorp Investments, Inc.Key Investment Services LLC12-19-2016
Christopher H. StameyFifth Third Securities, Inc.Key Investment Services LLC10-28-2016
Shelly A. ThomasJ.P. Morgan Securities LLCKey Investment Services LLC10-04-2016
Michael Kent Thompson IICUSO Financial Services, L.P.Key Investment Services LLC02-23-2016
Gary Anthony KozeeLPL Financial LLCKey Investment Services LLC01-05-2016
Kevin Frederick DavisThe Huntington Investment CompanyKey Investment Services LLC01-05-2016
Bridget Marie NealisNorthwestern Mutual Investment Services, LLCKey Investment Services LLC09-11-2015
Jason Alan ReckerLPL Financial LLCKey Investment Services LLC08-04-2015
Andrew Haning ThomasCetera Investment Services LLCKey Investment Services LLC03-03-2014
Margaret Ann YoosCitizens Securities, Inc.Key Investment Services LLC11-26-2013
Edward Francis PeroCitizens Securities, Inc.Key Investment Services LLC06-17-2013
Codi Lee PizerThe Huntington Investment CompanyKey Investment Services LLC03-05-2013
Scott Paul VianoJ.P. Morgan Securities LLCKey Investment Services LLC12-07-2012
Richard Dean ErnestEdward JonesKey Investment Services LLC11-26-2012
Kevin Jon ClingamanThe Huntington Investment CompanyKey Investment Services LLC09-11-2012
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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