Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Submit a Move

Download

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (current quarter)

Recruiting Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	11
3. LPL Financial	6
4. Ameriprise Financial	5
5. UBS Financial Services	5

Recruiting Losses

Firm	Total Moves
1. Wells Fargo Advisors	22
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	7
4. Ameriprise Financial	5
5. LPL Financial	5

Net Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	8
3. Janney Montgomery Scott	4
4. Kingsview Asset Management	3
5. Robert W. Baird & Co.	3

Net Losses

Firm	Total Moves
1. Wells Fargo Advisors	19
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	6
4. Hilliard Lyons	2
5. Bank of America Merrill Lynch	2

Latest moves

Results filtered by

Firm leaving: LPL Financial

Clear all filters

Adviser(s)	Firm joining	Firm leaving	AUM ($M)	Date
Jamie Grupe	Ameriprise Financial	LPL Financial	$173	03-18-2019
Joseph Greenberg, Robert Nichols, Paul Wintermantel, David Jones, Eric Morgan, Ted McLellan, Jason Romero, Timothy Clemens, Mitchel Layton, Joshua Zahn, Joseph Hurab	Raymond James	LPL Financial	$638	03-07-2019
Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori Decker	Ameriprise Financial	LPL Financial	$633	03-04-2019
Lincoln Kopetski, Joe Cilley	U.S. Bancorp Investments	LPL Financial	$100	02-14-2019
Frederick Harkins, Michelle Cortes-Harkins	Commonwealth Financial Network	LPL Financial	$58	02-11-2019
Robert J. Ellis, Christopher L. Van Son, Joe Starinsky, Jr. and Julie Barr	Raymond James	LPL Financial	$170	12-18-2018
Ursula Daley, Jordan Lewis	Commonwealth Financial Network	LPL Financial	$325	12-18-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy Vernon	Ameriprise Financial	LPL Financial	$217	11-12-2018
Bill Hastie, Haley Hitchman	Commonwealth Financial Network	LPL Financial	$228	11-05-2018
Tammy Mogilski, Brian Bedford	Raymond James	LPL Financial	$285	10-15-2018
Sally Harris	Stifel Nicolaus & Co.	LPL Financial	$43	09-25-2018
David O'Donnell, Michael Tashjian	Securities America	LPL Financial	$650	08-30-2018
Eric G. Moore, Michael Blake, Allison Hudson	Kestra Financial	LPL Financial	$142	07-12-2018
Daniel J. Cotton, Myles Dudley, Michael Carlson, Joseph Siciliano, Brian Dudley, Dick Dudley, Alice M. McElhinney	Triad Advisors	LPL Financial	$750	05-31-2018
Tony LaJeunesse, Michelle LaFuente, Erin Wozniak	Commonwealth Financial Network	LPL Financial	$180	03-15-2018
Steve Crawford	Kestra Financial	LPL Financial	$270	03-07-2018
Steve Crawford	Kestra Financial	LPL Financial	$270	03-07-2018
Jim Steffen, Ted Erhart	LaSalle St. Securities	LPL Financial	$130	02-16-2018
Wayne Wagner	Securities America	LPL Financial	$91	01-31-2018
Neil Bailey	Ameriprise Financial	LPL Financial	$186	11-30-2017
John Paxton, Daniel F. Murphy, Christopher Farver, Aaron Gibbs	Triad Advisors	LPL Financial	$150	08-03-2017
James Laschinger, Sean Waggoner, Sarah Keibler	Cetera	LPL Financial	$6,000	08-01-2017
Michael Seese	Securities America	LPL Financial	$71	06-07-2017
Todd Kimpel	Securities America	LPL Financial	$81	06-06-2017
John Paxton, Daniel Murphy, Christopher Farver, Aaron Gibbs	Triad Advisors	LPL Financial	$150	05-08-2017

Showing 1 to 25 of 122 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.