Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamie GrupeAmeriprise FinancialLPL Financial$17302-01-2019
Joseph Greenberg, Robert Nichols, Paul Wintermantel, David Jones, Eric Morgan, Ted McLellan, Jason Romero, Timothy Clemens, Mitchel Layton, Joshua Zahn, Joseph HurabRaymond JamesLPL Financial$63802-21-2019
Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori Decker Ameriprise FinancialLPL Financial$63302-21-2019
Lincoln Kopetski, Joe CilleyU.S. Bancorp Investments LPL Financial$10001-07-2019
Frederick Harkins, Michelle Cortes-Harkins Commonwealth Financial NetworkLPL Financial$5802-19-2019
Robert J. Ellis, Christopher L. Van Son, Joe Starinsky, Jr. and Julie BarrRaymond JamesLPL Financial$17010-15-2018
Ursula Daley, Jordan LewisCommonwealth Financial NetworkLPL Financial$32512-17-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy Vernon Ameriprise FinancialLPL Financial$21710-26-2018
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial$22811-01-2018
Tammy Mogilski, Brian BedfordRaymond JamesLPL Financial$28510-15-2018
Sally HarrisStifel Nicolaus & Co.LPL Financial$4309-25-2018
David O'Donnell, Michael TashjianSecurities AmericaLPL Financial$65008-30-2018
Eric G. Moore, Michael Blake, Allison HudsonKestra FinancialLPL Financial$14207-12-2018
Daniel J. Cotton, Myles Dudley, Michael Carlson, Joseph Siciliano, Brian Dudley, Dick Dudley, Alice M. McElhinneyTriad AdvisorsLPL Financial$75005-31-2018
Tony LaJeunesse, Michelle LaFuente, Erin WozniakCommonwealth Financial NetworkLPL Financial$18003-15-2018
Steve CrawfordKestra FinancialLPL Financial$27003-07-2018
Jim Steffen, Ted ErhartLaSalle St. SecuritiesLPL Financial$13002-16-2018
Wayne WagnerSecurities AmericaLPL Financial$9101-31-2018
Neil BaileyAmeriprise FinancialLPL Financial$18611-30-2017
John Paxton, Daniel F. Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15008-03-2017
James Laschinger, Sean Waggoner, Sarah KeiblerCeteraLPL Financial$6,00008-01-2017
Michael SeeseSecurities AmericaLPL Financial$7106-07-2017
Todd KimpelSecurities AmericaLPL Financial$8106-06-2017
John Paxton, Daniel Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15005-08-2017
Ross LawrenceCeteraLPL Financial$12104-24-2017
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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