Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Silverman, Amy Legate360 Wealth ManagementLPL Financial$6511-01-2016
Rick Brown, Grant Brown360 Wealth ManagementLPL Financial$6009-29-2016
John Bailey360 Wealth ManagementLPL Financial$6105-04-2016
Jamie GrupeAmeriprise FinancialLPL Financial$17302-01-2019
Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori Decker Ameriprise FinancialLPL Financial$63302-21-2019
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy Vernon Ameriprise FinancialLPL Financial$21710-26-2018
Neil BaileyAmeriprise FinancialLPL Financial$18611-30-2017
Buzz MintonAmeriprise FinancialLPL Financial$7211-06-2015
Jason DonethAmeriprise FinancialLPL Financial$14705-15-2015
Ralph FreibartAmeriprise FinancialLPL Financial$6103-13-2015
Hulon B. WhatleyAmeriprise FinancialLPL Financial$6611-03-2014
Charles A. SmithAmeriprise FinancialLPL Financial$16510-17-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5702-14-2014
Norman G. HowarthAmeriprise FinancialLPL Financial$19504-25-2013
James Marchesi and AssociatesAmeriprise FinancialLPL Financial$11508-17-2012
John CartolanoAmeriprise FinancialLPL Financial$20008-17-2012
Michele ColarussoAmeriprise FinancialLPL Financial$6503-16-2012
Keith SomersAmeriprise FinancialLPL Financial$5101-13-2012
Greg VandergriftAmeriprise FinancialLPL Financial$7011-01-2010
Jerry KoebelBerthel FisherLPL Financial$5005-23-2016
James Laschinger, Sean Waggoner, Sarah KeiblerCeteraLPL Financial$6,00008-01-2017
Ross LawrenceCeteraLPL Financial$12104-24-2017
Ron CarsonCeteraLPL Financial$2,60001-19-2017
Frederick Harkins, Michelle Cortes-Harkins Commonwealth Financial NetworkLPL Financial$5802-19-2019
Ursula Daley, Jordan LewisCommonwealth Financial NetworkLPL Financial$32512-17-2018
Next Page »

Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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