Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John BlandSummit Brokerage ServicesLPL Financial$2211-09-2009
James CrossonInvestors CapitalLPL Financial$11511-23-2009
Jeremy Swank, Barbara HustonSummit Brokerage ServicesLPL Financial$5802-18-2010
Richard HeagenSummit Brokerage ServicesLPL Financial$3002-18-2010
D. Allen BlankenshipSummit Brokerage ServicesLPL Financial$1805-11-2010
William SmallSummit Brokerage ServicesLPL Financial$2506-18-2010
Greg VandergriftAmeriprise FinancialLPL Financial$7011-01-2010
Carolyn InsleyUnited Planners Financial Services of AmericaLPL Financial$15011-05-2010
Marc BartonInvestors CapitalLPL Financial$2511-16-2010
Robert BennieProspera Financial ServicesLPL Financial$8901-04-2011
Patrick BarrettFusion Advisor NetworkLPL Financial$5706-02-2011
David BrennerSCF SecuritiesLPL Financial$5008-12-2011
Peter SagorskiJ.W. Cole FinancialLPL Financial$6008-30-2011
Terry WellsTriad AdvisorsLPL Financial$11110-11-2011
Roy Williams, Steve LindenTriad AdvisorsLPL Financial$55011-14-2011
Philip NobleMorgan Stanley Wealth ManagementLPL Financial$11611-22-2011
Scott WoodringGirard SecuritiesLPL Financial$6012-12-2011
Keith SomersAmeriprise FinancialLPL Financial$5101-13-2012
John Marshall, Lynn Goldney, Dan Sickles, Sean GoldneyFinancial Network InvestmentLPL Financial$15003-01-2012
Michele ColarussoAmeriprise FinancialLPL Financial$6503-16-2012
Robert M. Eastmann, Joshua W. BeverlyMulti-Financial SecuritiesLPL Financial$5205-04-2012
Floe Financial PartnersWells Fargo AdvisorsLPL Financial$30006-06-2012
Matt Lawson, William F. WinchesterRaymond JamesLPL Financial$15006-29-2012
Mark RalstonMorgan Stanley Wealth ManagementLPL Financial$14307-27-2012
Jim VermilyeRobert W. Baird & Co.LPL Financial$8508-10-2012
Next Page »

Showing 1 to 25 of 115 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.