Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angelo Talebi, Artin BandariRoyal AllianceLPL Financial$23011-16-2012
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial$22811-01-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy Vernon Ameriprise FinancialLPL Financial$21710-26-2018
Bob Coombs, Anthony OrtizWells Fargo AdvisorsLPL Financial$17606-03-2016
Brent V. LottGirard SecuritiesLPL Financial$7110-28-2013
Brett Shane Bernstein, Robert KantorXML Financial GroupLPL Financial$60010-04-2016
Buzz MintonAmeriprise FinancialLPL Financial$7211-06-2015
Caleb KennedyWells Fargo AdvisorsLPL Financial$7908-03-2015
Carol Rogers, Omar R. QureshiHightower AdvisorsLPL Financial$20003-27-2017
Carolyn InsleyUnited Planners Financial Services of AmericaLPL Financial$15011-05-2010
Chad Keim, Vince Little, Brian OswaldRaymond JamesLPL Financial$30007-28-2016
Charles A. SmithAmeriprise FinancialLPL Financial$16510-17-2014
Charles Wareham, Craig Breitsprecher, Tom Polowy, Vincent WinansIndependent Financial GroupLPL Financial$9503-17-2014
D. Allen BlankenshipSummit Brokerage ServicesLPL Financial$1805-11-2010
Dan Foran, John Foran, Jessica Foran, Brian M. Sweatt, Mark Z. WaltersRaymond JamesLPL Financial$20010-31-2014
Daniel J. Cotton, Myles Dudley, Michael Carlson, Joseph Siciliano, Brian Dudley, Dick Dudley, Alice M. McElhinneyTriad AdvisorsLPL Financial$75005-31-2018
David A. Pickler, Teresa J.W. BaileCommonwealth Financial NetworkLPL Financial$25010-19-2015
David BrennerSCF SecuritiesLPL Financial$5008-12-2011
David O'Donnell, Michael TashjianSecurities AmericaLPL Financial$65008-30-2018
Doug Lockwood, Kenneth Roberts, Robert TendlerWells Fargo AdvisorsLPL Financial$38005-04-2016
Ed Lancaster, Mike Lancaster, Dave LancasterRaymond JamesLPL Financial$16610-21-2015
Edward A. Metz, Zamira A. Sanchez, Janet SbroccoRaymond JamesLPL Financial$15001-09-2015
Eric Burton, Ronald WhittinghamFSC SecuritiesLPL Financial$25009-14-2012
Eric G. Moore, Michael Blake, Allison HudsonKestra FinancialLPL Financial$14207-12-2018
Felix Jones Securities AmericaLPL Financial$8009-16-2015
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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