Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol Rogers, Omar R. QureshiHightower AdvisorsLPL Financial$20003-27-2017
Vincent MorrisTriad AdvisorsLPL Financial$4,00002-23-2017
Ron CarsonCeteraLPL Financial$2,60001-19-2017
Paul Fischer, Larry NordmannRaymond JamesLPL Financial$11512-28-2016
Larry Silverman, Amy Legate360 Wealth ManagementLPL Financial$6511-01-2016
Leo GotleibKestra FinancialLPL Financial$25010-13-2016
Brett Shane Bernstein, Robert KantorXML Financial GroupLPL Financial$60010-04-2016
Rick Brown, Grant Brown360 Wealth ManagementLPL Financial$6009-29-2016
Chad Keim, Vince Little, Brian OswaldRaymond JamesLPL Financial$30007-28-2016
Bob Coombs, Anthony OrtizWells Fargo AdvisorsLPL Financial$17606-03-2016
Jerry KoebelBerthel FisherLPL Financial$5005-23-2016
Doug Lockwood, Kenneth Roberts, Robert TendlerWells Fargo AdvisorsLPL Financial$38005-04-2016
John Bailey360 Wealth ManagementLPL Financial$6105-04-2016
Ken Moran, Richard TartariniVoya Financial AdvisorsLPL Financial$10003-14-2016
Walter G. BouchardCommonwealth Financial NetworkLPL Financial$6002-16-2016
Buzz MintonAmeriprise FinancialLPL Financial$7211-06-2015
Sandeep VarmaFSC SecuritiesLPL Financial$21910-30-2015
Ed Lancaster, Mike Lancaster, Dave LancasterRaymond JamesLPL Financial$16610-21-2015
David A. Pickler, Teresa J.W. BaileCommonwealth Financial NetworkLPL Financial$25010-19-2015
Felix Jones Securities AmericaLPL Financial$8009-16-2015
Greg LevengoodVoya Financial AdvisorsLPL Financial$5008-07-2015
Caleb KennedyWells Fargo AdvisorsLPL Financial$7908-03-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities AmericaLPL Financial$80007-09-2015
Jim Ronn, Don Phillips, Bobby PhillipsKestra FinancialLPL Financial$15806-01-2015
Phil EggersRaymond JamesLPL Financial$15005-29-2015
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Showing 26 to 50 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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