Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason DonethAmeriprise FinancialLPL Financial$14705-15-2015
Ralph FreibartAmeriprise FinancialLPL Financial$6103-13-2015
Terry Bethea, Larry AngstSecurities AmericaLPL Financial$10002-17-2015
Lei Peter ShenIndependent Financial GroupLPL Financial$5001-26-2015
Kelly M. MorrisIndependent Financial GroupLPL Financial$6501-20-2015
John Sedberry, Zachary Jones Raymond JamesLPL Financial$9301-15-2015
Edward A. Metz, Zamira A. Sanchez, Janet SbroccoRaymond JamesLPL Financial$15001-09-2015
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonRaymond JamesLPL Financial12-18-2014
Hulon B. WhatleyAmeriprise FinancialLPL Financial$6611-03-2014
Dan Foran, John Foran, Jessica Foran, Brian M. Sweatt, Mark Z. WaltersRaymond JamesLPL Financial$20010-31-2014
Charles A. SmithAmeriprise FinancialLPL Financial$16510-17-2014
Lance NelsonCommonwealth Financial NetworkLPL Financial$9210-01-2014
Peter WolkSecurities Service NetworkLPL Financial$5008-18-2014
Michael W. FrankSAGE Private Wealth GroupLPL Financial$10007-18-2014
William MyersWaddell and ReedLPL Financial$5707-17-2014
Phillip SalterSummit Brokerage ServicesLPL Financial$8406-02-2014
Michael A. RosenthalRetirement Benefits GroupLPL Financial03-20-2014
James Elliott, Dana Wright, Gregory FrankosInvestacorpLPL Financial$6803-18-2014
Charles Wareham, Craig Breitsprecher, Tom Polowy, Vincent WinansIndependent Financial GroupLPL Financial$9503-17-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5702-14-2014
Joseph W. MoyerNational PlanningLPL Financial$6012-09-2013
Terry Wiles, Ryan SmithRaymond JamesLPL Financial$14610-31-2013
Brent V. LottGirard SecuritiesLPL Financial$7110-28-2013
Joseph G. YurgecNPB Financial GroupLPL Financial$20009-05-2013
Patrick Buchanan, Dominic Nori, Adam GoldsteinRaymond JamesLPL Financial$31009-03-2013
« Previous PageNext Page »

Showing 51 to 75 of 115 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.